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⚲
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| 3D/L Capital Management LLC
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|
|---|---|
| CRD # | 283304 |
| SEC # | 801-107874 |
| CIK # | 0001846943 |
| AUM | $574.1 MM (2023-12-22) |
| Employees | 14 (71% Investors, 0% Brokers) |
| Phone | 860-291-1998 |
| Address | 100 Constitution Plaza Hartford, CT 06103-1703 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Lee Adaptive Strategies LP | [2016-08-05] | 0.6 | 11.5 |
| HF | Lee Diversified Opportunities Master Fund LP | 2016-05-17 | 178.8 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 748 | 212.7 |
| (b) Individuals (high net worth individuals) | 86 | 177.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 8 | 11.9 |
| (h) Charitable organizations | 11 | 7.2 |
| (i) State or municipal government entities | 0 | 165.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,422 | 574.1 |
| By Discretionary | ||
| Discretionary | 1,422 | 574.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,422 | 574.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 574.1 | |
| Total | 1,422 | 574.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Thomas Lee | 138 | ||
| Lee Capital Holdings LLC | 1 | ||
| Lee Capital Management LP | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001846943] |
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0.6 | |
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KY | 0.5 |