3D/L Capital Management LLC

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Assets, Funds, Holdings

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3D/L Capital Management LLC
CRD #283304
SEC #801-107874
CIK #0001846943
AUM
Employees 14 (71% Investors, 0% Brokers)
Phone860-291-1998
Address100 Constitution Plaza
Hartford, CT 06103-1703
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($M)
80064048032016002009201420192025
Type Form D Funds Date Sold AUM
HF Lee Adaptive Strategies LP [2016-08-05] 0.6 M 11.5 M
Filed 2016-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Lee Diversified Opportunities Master Fund LP 2016-05-17 178.8 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 748 212.7
(b) Individuals (high net worth individuals) 86 177.3
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 8 11.9
(h) Charitable organizations 11 7.2
(i) State or municipal government entities 0 165.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,422 574.1
By Discretionary
Discretionary 1,422 574.1
Non-Discretionary 0 0.0
Total 1,422 574.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 574.1
Total 1,422 574.1
Form D Directors Role # Filings # Firms 2011 - 2026
Thomas Lee Executive Officer 142 7
Lee Capital Management LP Promoter 1 1
Lee Capital Holdings LLC Executive Officer 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001846943]
Firm Profile (Form ADV)
Discretionary AUM$0.2B
Clients856
ServesInstitutional, Retail
Fund TypesHedge Fund
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