|
⚲
|
| 3Fourteen & SMI Advisory Services LLC
✚
| |
|---|---|
| CRD # | 331301 |
| SEC # | 801-130295 |
| CIK # | |
| AUM | $160.0 MM (2024-07-23) |
| Employees | 6 (50% Investors, 33% Brokers) |
| Phone | 800-796-4975 |
| Address | 4400 Ray Boll Blvd Columbus, IN 47203 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 160.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 160.0 |
| By Discretionary | ||
| Discretionary | 1 | 160.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 160.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 160.0 | |
| Total | 1 | 160.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Saratoga Capital Management LLC
✚
|
AZ | 0.2 |
|
Outlander Management LLC
✚
|
FL | 0.2 |
|
Primark Advisors LLC
✚
|
CO | 0.2 |
|
Ivy Lane Capital Management LLC
✚
|
FL | 0.2 |
|
HAVE RIA Inc
✚
|
RI | 0.2 |
|
Valhum Asset Management LLC
✚
|
NJ | 0.2 |
|
Shima Capital Management LLC
✚
|
PR | 0.2 |
|
ASCO Financial Group Inc
✚
|
PA | 0.2 |
|
Ironclad Investments LLC
✚
|
FL | 0.2 |
|
Mariana Investment Partners LLP
✚
|
0.2 |