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| 3M Investment Management Corp
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|---|---|
| CRD # | 109098 |
| SEC # | 801-56850 |
| CIK # | 0000066740 |
| AUM | |
| Employees | 8 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 651-733-5308 |
| Address | 3M Center Bldg 2245S26 St Paul, MN 55144 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/30/2018) [Brochure] |
|---|
5. Fees and Compensation 3M IMC receives no fees or other compensation for the services it provides. However, the employee benefit plans for which it provides services or their sponsors may either pay or reimburse 3M IMC (or 3M Company, with respect to the compensation of the employees of 3M IMC which has been paid by 3M Company) for the expenses it incurs on their behalf. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/30/2018) [Brochure] |
|---|
7. Types of Clients 3M IMC provides investment advisory services only to or with respect to employee benefit plans of 3M Company and its subsidiaries and affiliates. |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 9 | 33.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 2 | 0.8 |
| Total | 11 | 33.8 |
| By Discretionary | ||
| Discretionary | 9 | 30.8 |
| Non-Discretionary | 2 | 3.0 |
| Total | 11 | 33.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.1 | |
| United States Persons | 29.8 | |
| Total | 11 | 33.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000066740] | |
| 10-Q | [0000066740] | |
| 3 | [0000066740] | |
| 4 | [0000066740] | |
| 5 | [0000066740] | |
| 8-K | [0000066740] | |
| SC 13D | [0000066740] | |
| SC 13G | [0000066740] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Clients | 11 (33 non-US) |
| Serves | Institutional |
| LEI | HDLH5VNIBGAU7WEGIR73 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| 3M Co | |
| Bauer Wendy A | |
| Rumsey Jennifer | |
| Chow Anne H | |
| Brown Thomas K | |
| Fitterling James R | |
| Choi Audrey | |
| Mitchill Neil G JR | |
| Pizarro Pedro | |
| Bozeman David P | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
3M Co MMM
Restricted Stock Units · derivative
|
2026-03-02 | Grant | 9,291 | $0.00 | |
|
3M Co MMM
Common Stock
|
2026-02-11 | Sell | 1,123 | $172.72 | 193,965 |
|
3M Co MMM
Common Stock
|
2026-02-11 | Sell | 40 | $172.75 | 6,910 |
|
3M Co MMM
Common Stock
|
2026-02-11 | Sell | 240 | $172.74 | 41,458 |
|
3M Co MMM
Common Stock
|
2026-02-11 | Option exercise | 3,349 | $154.69 | 518,057 |
|
3M Co MMM
Common Stock
|
2026-02-11 | Sell | 1,946 | $172.73 | 336,133 |
|
3M Co MMM
Non-qualified Stock Option (Right to Buy) · derivative
|
2026-02-11 | Option exercise | 3,349 | $0.00 | |
|
3M Co MMM
Common Stock
|
2026-02-11 | Sell | 1,796 | $172.79 | 310,331 |
|
3M Co MMM
Common Stock
|
2026-02-09 | Sell | 25,055 | $170.34 | 4,267,869 |
|
3M Co MMM
Common Stock
|
2026-02-09 | Sell | 20,519 | $169.97 | 3,487,614 |
|
3M Co MMM
Non-qualified Stock Option (Right to Buy) · derivative
|
2026-02-09 | Option exercise | 25,055 | $0.00 | |
|
3M Co MMM
Common Stock
|
2026-02-09 | Option exercise | 20,519 | $142.94 | 2,932,986 |
|
3M Co MMM
Common Stock
|
2026-02-09 | Sell | 1,190 | $171.13 | 203,645 |
|
3M Co MMM
Common Stock
|
2026-02-09 | Option exercise | 25,055 | $102.89 | 2,577,909 |
|
3M Co MMM
Common Stock
|
2026-02-06 | Tax withheld | 3,238 | $172.65 | 559,041 |
|
3M Co MMM
Common Stock
|
2026-02-06 | Option exercise | 8,895 | $172.65 | 1,535,722 |
|
3M Co MMM
Restricted Stock Units · derivative
|
2026-02-06 | Grant | 4,243 | $0.00 | |
|
3M Co MMM
Non-qualified Stock Option (Right to Buy) · derivative
|
2026-02-06 | Grant | 1,706 | $0.00 | |
|
3M Co MMM
Restricted Stock Units · derivative
|
2026-02-06 | Grant | 3,122 | $0.00 | |
|
3M Co MMM
Restricted Stock Units · derivative
|
2026-02-06 | Grant | 2,915 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||