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| 400 Capital Management LLC
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| CRD # | 160089 |
| SEC # | 801-74346 |
| CIK # | 0001909739 |
| AUM | 9,036.1 M (2026-03-31) |
| Employees | 76 (43% Investors, 0% Brokers) |
| Phone | 212-612-3101 |
| Address | 660 Fifth Avenue New York, NY 10103 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | 400 Capital Merchant Street Fund LP | [2026-03-31] | 100.0 M | |
| Filed 2026-03-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Not Applicable | ||||
| PE | 400 Capital ABTF IV Annex Fund I LP | 2026-01-21 | 132.5 M | |
| PE | 400 Capital Asset Based Intermediate Term Fund IV LP | 2024-02-13 | 608.7 M | |
| PE | 400 Capital Asset Based Master Term Fund IV LP | 2024-02-13 | 608.7 M | |
| PE | 400 Capital Asset Based Offshore Term Fund IV LP | [2024-02-13] | 505.4 M | 608.7 M |
| Offered $600,000,000 · Filed 2022-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $94,575,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital Asset Based Onshore Term Fund IV LP | [2024-02-13] | 240.0 M | 896.5 M |
| Filed 2024-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | 400 Capital F-400 Master Fund LP | 2023-08-25 | 106.5 M | |
| HF | 400 Capital F-400 Offshore Fund LP | [2023-08-25] | 100.0 M | 106.5 M |
| Filed 2023-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | 400 Capital JSIF IV LP | [2022-02-18] | 144.3 M | 200.3 M |
| Filed 2024-01-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital Asset Based Intermediate Term Fund III LP | 2021-11-19 | 680.5 M | |
| PE | 400 Capital Asset Based Offshore Term Fund III LP | [2021-11-19] | 505.4 M | 680.5 M |
| Offered $600,000,000 · Filed 2022-11-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $94,575,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital TX COF II LP | [2021-11-19] | 200.0 M | 423.4 M |
| Offered $200,000,000 · Filed 2021-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital Centre Street LP | [2021-03-30] | 200.0 M | 331.6 M |
| Offered $200,000,000 · Filed 2021-03-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital TALF Metric Fund LP | [2020-11-24] | 100.0 M | 100.0 M |
| Offered $100,000,000 · Filed 2020-07-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital TALF Metric Master Fund LP | 2020-11-24 | 100.0 M | |
| PE | 400 Capital JSIF III LP | [2020-08-24] | 308.5 M | 327.2 M |
| Filed 2020-05-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital Asset Based Intermediate Term Fund II LP | 2019-11-29 | 105.2 M | |
| PE | 400 Capital Asset Based Offshore Term Fund II LP | [2019-11-29] | 226.5 M | 105.2 M |
| Offered $400,000,000 · Filed 2020-06-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $173,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | 400 Capital TX COF I LP | [2019-11-29] | 300.0 M | 164.6 M |
| Offered $300,000,000 · Filed 2019-08-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | 400 Capital Seasoned Loan Feeder Fund I LP | [2018-08-24] | 44.7 M | |
| Filed 2018-06-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | 400 Capital Seasoned Loan Master Fund I LP | 2018-08-24 | 44.7 M | |
| PE | 400 Capital Asset Based Intermediate Term Fund I LP | 2017-09-22 | 173.4 M | |
| PE | 400 Capital Asset Based Master Term Fund I LP | 2017-09-22 | 161.9 M | |
| PE | 400 Capital Asset Based Offshore Term Fund I LP | [2017-09-22] | 182.6 M | 173.4 M |
| Filed 2018-08-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | 400 Capital Asset Based Onshore Term Fund I LP | [2017-09-22] | ||
| Filed 2017-08-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | 400 Capital RA Holdings Metric Fund LP | [2015-11-23] | 58.3 M | 0.1 M |
| Filed 2019-07-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSC 400 Capital Fund II Ltd | [2015-03-31] | 35.8 M | |
| Filed 2020-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSC 400 Capital Master Fund II Ltd | 2015-02-27 | ||
| HF | 400 Capital Special Situations Fund I LLC - Series A-2 | [2014-03-31] | 58.1 M | 7.5 M |
| Filed 2019-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 400 Capital Special Situations Fund I LLC - Series B | [2014-03-31] | 58.1 M | 16.1 M |
| Filed 2019-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 400 Capital Credit Opportunities Fund LP | [2013-04-01] | 1,032.7 M | 397.2 M |
| Filed 2025-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 400 Capital Credit Opportunities Fund Ltd | [2013-04-01] | 1,457.3 M | 1,778.3 M |
| Filed 2025-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 400 Capital Special Situations Fund I LLC - Series A-1 | [2013-04-01] | 58.1 M | |
| Filed 2019-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | SSC 400 Capital Fund Ltd | 2013-04-01 | 9.8 M | |
| HF | 400 Capital Credit Opportunities Master Fund Ltd | [2012-02-17] | 1,032.7 M | 3,161.3 M |
| Filed 2025-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | 400 Capital Partners Fund I LLC | 2012-02-17 | 0.0 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 20 | 7.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 3 | 1.8 |
| Total | 23 | 9.0 |
| By Discretionary | ||
| Discretionary | 23 | 9.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 23 | 9.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.9 | |
| United States Persons | 4.1 | |
| Total | 23 | 9.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Matt Auriemma | Director | 110 | 39 | |
| Ebony Myles-Berry | Director | 93 | 36 | |
| Tim Woolaver | Director | 90 | 25 | |
| Jon Morgan | Director | 11 | 5 | |
| Darren Ross | Director | 19 | 4 | |
| Christopher Hentemann | Director, Executive Officer | 23 | 2 | |
| 400 Capital Management LLC | Executive Officer, Promoter | 14 | 2 | |
| Chris Hentemann | Director, Executive Officer | 8 | 2 | |
| 400 Capital Asset Based Term Fund IV GP LLC | Executive Officer | 3 | 2 | |
| 400 Capital GP LLC | Executive Officer | 2 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001909739] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300IGTD07UHN6K181 |
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