Advanced Equities Inc

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Advanced Equities Inc
✚
CRD #35545
SEC #801-67983
CIK #0001347807
AUM
Employees
Phone312-377-5300
Address311 South Wacker
Chicago, IL 60606
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1600128096064032002007201320192025
Type Form D Funds Date Sold AUM
PE Advanced Equities Investments IV LLC 2012-03-28 0.1 M
PE Advanced Equities Investments VIII LLC 2012-03-28 0.1 M
PE Advanced Equities Investments XVII LLC 2012-03-28 0.2 M
PE Advanced Equities Investments XXIX LLC 2012-03-28 1.3 M
PE Advanced Equities Investments XXVIII LLC 2012-03-28 3.3 M
PE Advanced Equities Investments XXXIII LLC 2012-03-28 2.2 M
PE Advanced Equities Iskoot Investments II LLC 2012-03-28 0.9 M
PE Advanced Equities Iskoot Investments I LLC 2012-03-28 0.4 M
PE Advanced Equities Markettools Investments I LLC 2012-03-28 3.1 M
PE Advanced Equities Miradia Investments II LLC 2012-03-28 0.0 M
PE Advanced Equities Netxen Investments II LLC 2012-03-28 1.5 M
PE Advanced Equities Netxen Investments I LLC 2012-03-28 0.3 M
PE Advanced Equities Presto Investments I LLC 2012-03-28 0.8 M
PE Advanced Equities Quantia Investments I LLC 2012-03-28 1.7 M
PE Advanced Equities Sezmi Investments I LLC 2012-03-28 1.7 M
PE Advanced Equities Solfocus Investments II LLC 2012-03-28 19.2 M
PE Advanced Equities Solfocus Investments I LLC 2012-03-28 4.9 M
PE Advanced Equities Suniva Investments II LLC 2012-03-28 8.6 M
PE Advanced Equities Suniva Investments I LLC 2012-03-28 3.0 M
PE Advanced Equities Teneros Investments II LLC 2012-03-28 0.1 M
PE Advanced Equities Teneros Investments I LLC 2012-03-28 0.0 M
PE AEI F10 Investments I LLC 2012-03-28 0.1 M
PE AEI Fisker Investments III LLC 2012-03-28 11.4 M
PE AEI Fisker Investments II LLC 2012-03-28 50.2 M
PE AEI Fisker Investments I LLC 2012-03-28 13.3 M
PE AEI Fisker Investments IV LLC 2012-03-28 38.6 M
PE AEI Fisker VIII LLC 2012-03-28 24.1 M
PE AEI Fisker VII LLC 2012-03-28 5.3 M
PE AEI Fisker VI LLC 2012-03-28 35.1 M
PE AEI Patron III LLC 2012-03-28 0.8 M
PE AEI Patron II LLC 2012-03-28 0.9 M
PE AEI Patron I LLC 2012-03-28 0.3 M
PE AEI Quantia Investments III LLC 2012-03-28 2.7 M
PE AEI Serious Materials Investments II LLC 2012-03-28 9.1 M
PE AEI Serious Materials Investments I LLC 2012-03-28 2.7 M
PE AEI Sezmi Investments III LLC 2012-03-28 0.5 M
PE AEI Sezmi Investments IV LLC 2012-03-28 1.1 M
PE AEI Silicon Valley Fund II LLC 2012-03-28 16.8 M
PE AEI Suniva Investments III LLC 2012-03-28 1.1 M
PE AEI Suniva Investments IV LLC 2012-03-28 4.4 M
PE AEI Tethys II LLC 2012-03-28 3.6 M
PE AEI Tethys I LLC 2012-03-28 1.4 M
PE Innovative Technology Partners II LP 2012-03-28 5.2 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 95 45.2
By Discretionary
Discretionary 71 37.5
Non-Discretionary 24 7.8
Total 95 45.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 45.2
Total 95 45.2
EDGAR Form CIK 2011 - 2026
3 [0001347807]
4 [0001347807]
Firm Profile (Form ADV)
Discretionary AUM$0.9B
ServesInstitutional, Retail
Fund TypesPrivate Equity
Form 3/4/5 Subject 2011 - 2026
Advanced Equities Financial Corp
Peregrine Semiconductor Corp
Advanced Equities Peregrine Investments III LLC
Advanced Equities Peregrine Investments II LLC
AEI 2007 Venture Investments I LLC
AEI 2007 Venture Investments II LLC
Advanced Equities Peregrine Investments IV LLC
Advanced Equities Peregrine Investments I LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 1,245,628
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 104,350
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 262,255
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 224,377
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 164,486
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 611,898
Peregrine Semiconductor Corp PSMI
Common Stock
 2012-08-13 Conversion 44,250
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 224,377 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 262,255 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 611,898 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 44,250 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 164,486 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 104,350 $0.00
Peregrine Semiconductor Corp PSMI
Series D1 Preferred Stock · derivative
 2012-08-13 Conversion 1,245,628 $0.00
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