Adviceone Advisory Services LLC

Item 5 – Fees and Compensation
General Account Characteristics

Described below are general characteristics regarding “other” fees incurred, payment of
fees, and termination of contracts that will affect your account[s]. Following these
disclosures are descriptions of the accounts or services that we offer, the basic
management fee structures and any unique characteristics. All fees and compensation

will be fully described in the investment advisory agreement entered into prior to
commencement of services. For a more complete discussion and disclosure regarding
any services or fee structure, we will provide a detailed advisory agreement.

For assets managed through a third-party platform, the Client is not charged any
additional platform fees. The Advisor bears the cost of the platform in order to service
these Client assets. Advisory fees apply to assets accessed and managed through the
platform as part of the Client’s assets under management, as disclosed above.

Additional Costs

Generally, custodian fees for investment advisory accounts are based on a percentage
of the market value of assets under management, including cash.

Each mutual fund maintains internal expenses, which are in addition to the advisory fees
charged by us. The fees charged by such funds are disclosed in each fund’s prospectus.

Clients are responsible for all transaction, custody and other administrative costs in their
account[s] including debit balances, related margin interest or other fees or taxes required
by law.

All securities held in accounts managed by AdviceOne will be independently valued by
the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to
ensure accurate billing.

Payment of Fees

Fees are payable quarterly, in advance of each calendar quarter, and automatically
deducted from the client’s account[s] at the custodian, paid via direct invoice or through
other third-party billing solutions, pursuant to a written agreement. Our fee for advisory
services will be based on the ending value of the account[s] on the last day of the billing
cycle and is payable in advance. Initial investment advisory fees are based on the fair
market value of assets at the inception date or initial funding date of each account[s],
unless otherwise disclosed in writing, and prorated to the end of the first quarter.

Both our investment advisory agreement and the custodial/clearing agreement may
authorize the custodian to debit the account for the amount of our investment advisory
fee and to directly remit that management fee to us in compliance with regulatory
procedures. The custodian will provide you with a quarterly statement reflecting deduction
of the advisory fee.

Termination of Contracts

The agreement shall remain in force and effect until terminated upon ten (10) days prior
notice by either party. Fees paid in advance will be prorated to the effective date of
termination and any unearned portion of the fee will be promptly refunded to the client.
Upon client instructions, the custodian will deliver securities and funds held at custodian
as instructed by client unless client requests that the securities and funds be liquidated.
Termination of the agreement will not affect the liabilities or obligations of the parties
arising out of any transaction initiated prior to termination. This agreement will not
terminate in the event of the client’s death, disability, or incompetence. However, in the
event of client’s death, disability, or incompetence, client executor, guardian, attorney-in
fact or other authorized representative may terminate this agreement by giving notice to
us with such termination being effective upon our receipt of such notice.

We will deliver the applicable Form ADV 2A - Disclosure Brochure[s] to you before or at
the time we enter into an investment advisory agreement with you.

Detailed information on the termination terms and fees can be found in the applicable
advisory agreement.

Portfolio Management Services Provided

Related to portfolio management services described in Item 4 above, fees charged a
maximum annual fee of 2.00% based on several factors, including the level of assets to
be managed, the complexity of the services to be provided, and the overall relationship
with us.

As noted in Item 4, we may implement all or a portion of a Client’s investment portfolio
utilizing one or more Independent Managers. We do not earn any compensation from
an Independent Manager as they deduct fees separately.

Financial Planning Services
The meetings will include a retirement plan spreadsheet matched to your particular
income and spending needs and an asset allocation matched to your retirement plan and
particular risk tolerance. We offer financial planning services for up to $25,000. The fee
for this service will be determined according to the complexity of the plan as well as the
extent of service you desire.

An initial financial planning fee is paid in advance, typically in the fourth meeting This fee
is non-refundable unless the contract is terminated within five (5) days of signing the
financial planning agreement. The initial plan will be completed within six (6) months.
Ongoing planning services are paid either annually or quarterly, in arrears. Ongoing

services will not be charged until five (5) quarters after the date of initial planning contract.
Clients who end this relationship will not be charged their fee on a pro rata basis.

We will make recommendations on investments held within and without AdviceOne’s
custodian.

You are not obligated to implement any recommendations made by AdviceOne or
maintain an ongoing relationship with us. If you elect to act on any of the
recommendations made by us, you are under no obligation to transact them through
AdviceOne.

Item 7 – Types of Clients
We provide investment advisory services to individuals, high net worth individuals, and
non-profit organizations. We require a minimum balance of $25,000 to open an account,
although some accounts of lesser size may be accepted at our discretion.