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| Advisory Solutions Group LLC
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| CRD # | 339919 |
| SEC # | 801-135130 |
| CIK # | |
| AUM | 408.4 M (2026-05-07) |
| Employees | 40 (82% Investors, 38% Brokers) |
| Fees | |
| Minimum | |
| Phone | 763-417-1700 |
| Address | 505 N Highway 169 Plymouth, MN 55441 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (5/7/2026) [Brochure] |
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Item 5. Fees and Compensation Client Fees The fee assessed to client account(s) for portfolio management will be detailed in the client agreement. The maximum annual fee charged for these services is 2.50% on all assets under management. Fees for services are negotiable and depend upon the complexity of the service. Client’s portfolio management accounts are billed quarterly or monthly, in arrears or in advance based on the client agreement on file. Intra- period account openings will be debited the prorated fee for the number of days advisory services were provided in the period. For advance Advisory Solutions Group, LLC ADV Part 2A Brochure | 5 billing, the fee is calculated based on the billable account values within the applicable accounts in the client household on the last business day of the previous billing period. Such fees shall become due and payable the following business day. If you make a deposit of additional assets into your Account during a billing period, you will pay a fee on the market value of the additional assets, calculated based on the net deposit and prorated for the number of days, including the date of the deposit, remaining in the billing period. The additional fee will be due during the billing period after the date of the net deposit. If you make a withdrawal from your Account during a billing period, you will receive a pro rata adjustment or refund of your prepaid fee on the next billing period. For arrears billing, the fee is calculated based on the billable account values within the applicable accounts in the client household on the last business day of the previous billing period. Adjustments for deposits or withdrawals during the billing period are not applicable with arrears billing. Fees are paid to us directly from the client’s account by the custodian upon our submission of an invoice. Payment of fees may result in the liquidation of Client’s securities if there is insufficient cash in the account. The fee is based on the market value of the Client’s account on the last trading day of the prior quarter. Client can also be charged up to $35.00 per trade as an administrative fee for directed trades. Notwithstanding the foregoing, fees are generally negotiable. Upon termination, any earned but unbilled fees will be payable immediately. Any fees paid in advance will be returned on a pro rata basis based up on the number of days active during that billing period. Clients may be required to pay other miscellaneous charges or fees directly to the custodian (e.g., wire fees) as stated in the custodial agreements. Additionally, mutual funds and/or exchange traded funds have additional internal expenses which generally include a fund management fee, other fund expenses, and a possible distribution fee. In addition, some funds charge a redemption fee on shares bought and sold within a short period. Funds describe their expenses in their prospectuses, summary prospectuses, or product descriptions. Clients are advised that these fees are separate, and additional expenses are incurred by the Client. See Item 12 for additional information on |
| Account Minimums and Types of Clients — Form ADV Part 2A (5/7/2026) [Brochure] |
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Item 7. Types of Clients ASG IARs provide services to the following types of retail clients (“clients”) • high-net-worth individuals, • individuals, • businesses, • pension and profit-sharing plans, • foundations, • trusts, • estates and charitable organizations. We generally do not impose a minimum size for establishing a relationship. ASG, under the DBA FocusPoint Solutions (“FPS”) also provides Advisory Solutions Group, LLC ADV Part 2A Brochure | 7 turnkey management services and business solutions to both non-affiliated and affiliated registered investment advisory firms (collectively “RIA firms”), as well as asset allocation and asset model implementation as directed by the RIA Firm for their retail clients. (“RIA clients”). FPS operates primarily as a back-office and investment management resource, implementing strategies as directed by the RIA Firm for its RIA clients. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 701 | 238.2 |
| (b) Individuals (high net worth individuals) | 106 | 170.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,062 | 408.4 |
| By Discretionary | ||
| Discretionary | 2,062 | 408.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,062 | 408.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 408.4 | |
| Total | 2,062 | 408.4 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
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