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| Aequitas Investment Management LLC
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| CRD # | 143780 |
| SEC # | 801-68039 |
| CIK # | 0001455890 |
| AUM | |
| Employees | 51 (20% Investors, 0% Brokers) |
| Phone | 503-419-3500 |
| Address | 5300 Meadows Road Lake Oswego, OR 97035 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Aequitas Enhanced Income Fund LLC | [2015-03-31] | 5.0 M | |
| Filed 2015-04-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Aequitas Capital Opportunities Fund LP | [2014-03-24] | 102.1 M | 146.3 M |
| Offered $102,070,707 · Filed 2015-05-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Duration One year or less · Finder's Fee $8,750 · Revenue Decline to Disclose | ||||
| PE | Aequitas WRFF I LLC | [2014-03-24] | 19.7 M | 21.1 M |
| Offered $25,500,000 · Filed 2015-04-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $5,813,954 · Duration More than one year · Finder's Fee $12,400 · Revenue Decline to Disclose | ||||
| PE | Aequitas Carepayment Founders Fund LLC | [2012-03-30] | 0.2 M | 13.2 M |
| Offered $12,000,000 · Filed 2010-05-21 (D) · Exemption 506 · Minimum $250,000 · Remaining $11,750,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Aequitas Carepayment R Fund LLC | [2012-03-30] | 23.5 M | 21.4 M |
| Filed 2013-04-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Aequitas Catalyst Fund LLC | [2012-03-30] | 9.0 M | |
| HF | Aequitas Commodities Fund LLC | [2012-03-30] | 4.6 M | |
| Filed 2013-04-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Aequitas ETC Founders Fund LLC | [2012-03-30] | 6.7 M | 21.0 M |
| Offered $15,000,000 · Filed 2013-04-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Remaining $8,320,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Aequitas Hybrid Fund LLC - Series A | 2012-03-30 | 9.1 M | |
| PE | Aequitas Hybrid Fund LLC - Series C | 2012-03-30 | 0.9 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 300.7 |
| By Discretionary | ||
| Discretionary | 8 | 300.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 300.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 300.7 | |
| Total | 8 | 300.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Ruh | Executive Officer | 20 | 4 | |
| Andrew Macritchie | Executive Officer | 29 | 2 | |
| Aequitas Investment Management LLC | Director, Executive Officer | 12 | 2 | |
| Craig Froude | Executive Officer | 6 | 2 | |
| Aequitas Commercial Finance LLC | Director | 2 | 1 | |
| Aequitas Capital Opportunities GP LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001455890] | |
| SC 13G | [0001455890] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Aequitas Management LLC | Carepayment Technologies Inc | [2012-02-14] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-31 | Conversion | 399,137 | $0.00 | |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-31 | Conversion | 3,991,370 | $0.00 | |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 9,436 | $10.85 | 102,381 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 9,436 | $10.88 | 102,664 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 23,590 | $10.88 | 256,659 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 23,590 | $10.88 | 256,659 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 94,358 | $10.83 | 1,021,897 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 47,179 | $11.00 | 518,969 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 1,887 | $10.98 | 20,719 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 23,590 | $10.95 | 258,310 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 944 | $10.92 | 10,308 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 9,436 | $10.91 | 102,947 |
|
CarePayment Technologies Inc CPYT
Series D Convertible Preferred Stock · derivative
|
2013-01-30 | Buy | 94,358 | $10.88 | 1,026,615 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 944 | $1.00 | 944 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 23,590 | $1.00 | 23,590 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 9,436 | $1.00 | 9,436 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 1,887 | $1.00 | 1,887 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 47,179 | $1.00 | 47,179 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 94,358 | $1.00 | 94,358 |
|
CarePayment Technologies Inc CPYT
Class A Common Stock
|
2013-01-30 | Buy | 9,436 | $1.00 | 9,436 |
| showing 20 of 53 most recent transactions | |||||