Aliya Capital Partners LLC

Item 5 – Fees and Compensation

Description

              Aliya Capital Partners LLC bases its fees on a percentage of assets under management,
              hourly charges, or fixed fees.

              Some fees may be priced on an hourly basis (i.e., in connection with a client’s request to
              review existing portfolios).

              At the specific request of a client, and on an exception basis only, discretionary management
              services previously described may be offered for a performance fee. This means that our
              fees would be based upon a share of capital gains or capital appreciation of a client’s assets.
              Any performance fee arrangements will comply with Section 205-3 of the Investment
              Advisers Act of 1940. To qualify for a performance-based fee, the client must either have at
              least $1.1 million in assets under management with us or provide us with documentation
              evidencing that the client has a net worth of at least $2.2 million or is a “qualified purchaser”
              under Section 2(a)(51)(A) of the Investment Company Act of 1940. The performance fee
              charged will be negotiated with the client and will depend upon the total assets under our
              management. The performance fee may be coupled with an asset-based fee. The fee
              schedule will be disclosed in the client agreement before any services are provided. The fee
              is payable quarterly and in arrears.

              Some fixed fees may be priced based on the complexity of work, especially when asset
              management is not the most significant part of the relationship.

              All fees are negotiable between the Adviser and each client.

Fee Billing

              All fees are billed quarterly, in arrears, meaning that we invoice you after the three-month
              billing period has ended. Payment in full is expected upon invoice presentation. Aliya may
              also debit relevant fees directly from accounts maintained at unaffiliated custodians such as
              custodian Charles Schwab & Co. Inc. Broker-Dealer. The client must consent in advance to
              direct debiting of their investment account.

              Hourly and Fixed Fees are also invoiced in arrears, with the balance due upon delivery of
              the specific advice or services provided or as otherwise agreed upon between the client and
              the Adviser.

Other Fees

              Custodians may charge transaction fees on purchases or sales of certain investment
              products, including, but not limited to mutual funds and exchange- traded funds. These
              transaction charges are usually small and incidental to the purchase or sale of a security.
              The selection of the security is considered more important than the nominal fee that the
              custodian charges to buy or sell the security.

              Aliya Capital Partners LLC, in its sole discretion, may waive its minimum fee and/or charge a
              lesser investment advisory fee based upon certain criteria (e.g., historical relationship, type
              of assets, anticipated future earning capacity, anticipated future additional assets, dollar
              amounts of assets to be managed, related accounts, account composition, negotiations with
              clients, etc.).

Expense Ratios

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              Mutual funds generally charge a management fee for their services as investment
              managers. The management fee is called an expense ratio. For example, an expense ratio
              of 0.50 means that the mutual fund company charges 0.5% for their services. These fees
              are in addition to the fees paid by you to Aliya Capital Partners LLC.

              Performance figures quoted by mutual fund companies in various publications are after their
              fees have been deducted.

Past Due Accounts and Termination of Agreement

              Aliya Capital Partners LLC reserves the right to stop work on any account that is more than
              (10) ten days overdue and reserves the right to terminate any engagement where a client has
              willfully concealed or has refused to provide pertinent information about financial situations
              when necessary and appropriate, in Aliya Capital Partners LLC’s judgment, to providing
              proper financial advice. Any unused portion of fees collected in advance will be refunded
              within (30) thirty days as previously described in the Brochure.

Item 7 – Types of Clients

Description
              Aliya Capital Partners LLC provides investment advice and services to individuals, family
              offices, pooled investment companies, governmental agencies, institutions, trusts, estates,
              corporations and other business entities. Client relationships vary in scope and length of
              service.

Account Minimums

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               The minimum account size is typically $100,000 of assets under management, yet
               depending upon circumstances, Aliya has the discretion to waive the account minimum. For
               instance, accounts of less than $100,000 may be set up when the client and the Adviser
               anticipate that the client will add additional funds to the accounts bringing the total to
               $100,000 within a reasonable period of time. Other exceptions will apply to employees of
               Aliya and their relatives, or relatives of existing clients.
               Clients receiving ongoing asset management services will be assessed a $1,000 minimum annual fee.
               Clients with assets below the minimum account size may pay a higher percentage rate on their
               annual fees than the fees paid by clients with greater assets under management.