Alley Company LLC

Item 5: Fees and Compensation

are advised to read these materials carefully before investing. If a mutual fund also imposes
sales charges, a client may pay an initial or deferred sales charge as further described in the
mutual fund’s prospectus.
Please refer to the Brokerage Practices section (Item 12) for additional information regarding the
firm’s brokerage practices.

D. Prepayment of Client Fees
Alley Company generally requires fees to be prepaid on a quarterly basis. Alley Company’s fees
will either be paid directly by the client or disbursed to Alley Company by the qualified
custodian of the client’s investment accounts, subject to prior written consent of the client. The
custodian will deliver directly to the client an account statement, at least quarterly, showing all
investment and transaction activity for the period, including fee disbursements from the
account.
A client investment advisory agreement may be canceled at any time by either party upon
written notice. Upon termination of any account, any unearned, prepaid fees will be promptly
refunded. The client has the right to terminate an agreement without penalty within five
business days after entering into the agreement.

E. External Compensation for the Sale of Securities to Clients
Alley Company’s financial advisors are compensated solely through a salary and bonus structure.
Alley Company is not paid any sales, service, or administrative fees for the sale of mutual funds
or any other investment products.

                         Part 2A of Form ADV: Alley Company, LLC, Brochure

Item 7: Types of Clients
Alley Company provides investment services primarily to high-net-worth individuals that
encompass business executives, entrepreneurs, retirees, and investors with large families. We
also specialize in managing investments for institutions, foundations, and family offices.
Generally, the minimum account size is $2,000,000.

                        Part 2A of Form ADV: Alley Company, LLC, Brochure