Alpha Capital Research LLC

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Alpha Capital Research LLC
CRD #113330
SEC #801-58247
CIK #
AUM
Employees 2 (100% Investors, 0% Brokers)
Fees
Minimum
Phone860-659-2363
Address701 Hebron Ave
Glastonbury, CT 06033
Source [IAPD] [Website]
Total AUM ($M)
80064048032016002001200920172025
Fees and Compensation — Form ADV Part 2A (3/18/2026) [Brochure]
Item 5 – Fees and Compensation
As of February 28, 2026, the Adviser advises on a non-discretionary basis $42,878,022.

All fees are subject to negotiation.

The specific manner in which fees are charged by Adviser is established in a client’s written
agreement with Adviser. Adviser will generally bill its fees on a monthly or quarterly basis. Clients
may elect to be billed in advance or arrears. Clients may also elect to be billed directly for fees or
to authorize the Adviser to directly debit fees from client accounts. Management fees shall [or
shall not] be prorated for each capital contribution and withdrawal made during the applicable
calendar period (with the exception of de minimis contributions and withdrawals). Accounts
initiated or terminated during a calendar period will be charged a prorated fee. Upon termination
of any account, any prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees
will be due and payable.

Adviser’s fees are exclusive of brokerage commissions, transaction fees, and other related costs
and expenses which shall be incurred by the client. Clients may incur certain charges imposed by
custodians, brokers, third party investment and other third parties such as fees charged by
managers, custodial fees, deferred sales charges, odd-lot differentials, transfer taxes, wire transfer
and electronic fund fees, and other fees and taxes on brokerage accounts and securities
transactions. Mutual funds and exchange traded funds also charge internal management fees,
which are disclosed in a fund’s prospectus.

Such charges, fees and commissions are exclusive of and in addition to Adviser’s fee, and Adviser
shall not receive any portion of these commissions, fees, and costs.

Item 12 further describes the factors that Adviser considers in selecting or recommending broker-
dealers for client transactions and determining the reasonableness of their compensation (e.g.,
commissions).
Account Minimums and Types of Clients — Form ADV Part 2A (3/18/2026) [Brochure]
Item 7 – Types of Clients

Adviser generally may provide portfolio management services to high-net-worth individuals,
family offices, corporate pension and profit-sharing plans, Taft-Hartley plans, charitable
institutions, foundations, endowments, municipalities, registered mutual funds, private investment
funds, trust programs, sovereign funds, foreign funds such as UCITs and SICAVs, and other U.S.
and international institutions.
Type Form D Funds Date Sold AUM
HF Araca Multi-Strategy Fund LLC 2012-03-07 7.2 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 16.5
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 41.2
(n) Other 0 0.0
Total 6 58.2
By Discretionary
Discretionary 4 58.0
Non-Discretionary 2 0.2
Total 6 58.2
By Non-United States Persons
Non-United States Persons 41.2
United States Persons 17.0
Total 6 58.2
Firm Profile (Form ADV)
Discretionary AUM$0.0B
ServesInstitutional
Fund TypesHedge Fund
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