Alpha-Lab Asset Management Inc

Item 5. Fees and Compensation

Alpha-Lab offers and earns management fees on the following types of investment products:
Separately managed accounts, Pooled fund account, Fee Wrap account.

Form ADV Part 2A                                                                                  4

Separate Account Management

Fee Rates

Fee rates vary depending on the strategy being managed and the amount of assets under
management. The standard institutional fee rate per annum for the Alpha-Lab’s strategies is
provided below:

                                            Standard Institutional Fee Schedules
    Strategy                           $0 - $100M    $100M+ - $500M         $500M+
    Alpha-Lab Global, EAFE, ACWI      0.60%-0.75%,     0.60%-0.45%,      0.45%-0.35%,
    ex US Strategy                     negotiable       negotiable        negotiable
                                      0.80%-0.70%,     0.70%-0.60%,      0.60%-0.50%,
    Alpha-Lab EM Strategy              negotiable       negotiable        negotiable
                                      0.80%-0.60%,     0.60%-0.50%,      0.50%-0.45%,
    Alpha-Lab US Strategy              negotiable       negotiable        negotiable
                                      0.80%-0.60%,     0.80%-0.60%,      0.80%-0.60%,
    Alpha-Lab US smallcap Strategy     negotiable       negotiable        negotiable

Billing

Alpha-Lab invoices clients monthly or quarterly, as outlined in the Investment Management
Agreement. Clients provide written authorization allowing Alpha-Lab’s advisory fees to be
deducted directly from their custodian-held accounts and remitted to Alpha-Lab on a monthly or
quarterly schedule. Alternatively, clients may opt to pay the advisory fee via electronic funds
transfer on a monthly or quarterly basis.

Other Expenses and Additional Costs
Clients may incur certain fees or charges imposed by third parties, other than Alpha-Lab, in
connection with investments made on behalf of the client’s account[s]. Alpha-Lab’s fee does not
include securities transaction costs for trading to implement Alpha-Lab’s investment strategies.
In addition to Alpha-Lab’s advisory fees, clients pay trading costs and custodial fees. Custodians
may charge brokerage commissions and/or transaction fees for effecting certain securities
transactions (i.e., commissions may be charged for individual equity securities transactions).

Item 7. Types of Clients

Alpha-Lab provides equity investment management services, for different types of clients
including: institutional mandates, separately managed accounts for private clients, sub-advised
wrap accounts for institutions, and sub-advised fund management for institutions. Potential
mandates may also include advisory services for family offices, or other institutional platform-
based organizations.

At present, Alpha-Lab’s clients are comprised of: private clients and institutional wealth
management organizations.