|
⚲
|
| Alpha Principle LLC
✚
| |
|---|---|
| CRD # | 317053 |
| SEC # | 801-128123 |
| CIK # | |
| AUM | $269.7 MM (2024-03-04) |
| Employees | 6 (83% Investors, 0% Brokers) |
| Phone | 800-303-1553 |
| Address | 155 Inverness Dr W Englewood, CO 80112-6831 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Flagship Fund By Alpha Principle LP | [2021-10-01] | 2.4 | 3.2 |
| HF | Lemonade Fund By Alpha Principle LP | [2021-10-01] | 7.6 | 7.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 15 | 5.1 |
| (b) Individuals (high net worth individuals) | 26 | 260.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 3.2 |
| (g) Pension and profit sharing plans | 2 | 1.2 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 161 | 269.7 |
| By Discretionary | ||
| Discretionary | 146 | 112.7 |
| Non-Discretionary | 15 | 157.0 |
| Total | 161 | 269.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 269.7 | |
| Total | 161 | 269.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Eric Koeplin | 2 | ||
| GP for Flagship Fund By Alpha Principle | 1 | ||
| GP for Lemonade Fund By Alpha Principle | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Papamarkou Wellner Asset Management Inc
✚
|
NY | 0.3 |
|
Clockwise Capital LLC
✚
|
FL | 0.3 |
|
SL Advisors LLC
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|
NJ | 0.3 |
|
Camelot Portfolios LLC
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|
OH | 0.3 |
|
Lokken Investment Group LLC
✚
|
DE | 0.3 |
|
Sturgeon Ventures LLP
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|
0.3 | |
|
Peloton Wealth Strategists Inc
✚
|
IN | 0.3 |
|
Left Brain Wealth Management LLC
✚
|
IL | 0.2 |
|
5T Wealth LLC
✚
|
CA | 0.2 |
|
BTS Asset Management Inc
✚
|
MA | 0.2 |