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| Alps Advisors Inc
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|---|---|
| CRD # | 134340 |
| SEC # | 801-67135 |
| CIK # | 0001376113 |
| AUM | 38.83 B (2026-03-31) |
| Employees | 73 (38% Investors, 37% Brokers) |
| Fees | |
| Minimum | |
| Phone | 303-623-2577 |
| Address | 1290 Broadway, Suite 1000 Denver, CO 80203 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/31/2026) [Brochure] |
|---|
• Item 5. Fees and Compensation
o Added fee disclosures for Custom Indexing Solutions.
o Sub-advisory conflicts of interest section was revised to disclose revenue sharing arrangements, including
strategy-level rates, the Affiliated ETF platform offset, and Platform Fee Rebates.
o Updated to clarify model provider fee arrangements. |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Energy Transfer Equity LP | 1.7 | ||
| Enterprise Products Partners L P | 1.6 | ||
| Plains All American Pipeline LP | 1.6 | ||
| Susser Petroleum Partners LP | 1.6 | ||
| Western Gas Equity Partners LP | 1.6 | ||
| MPLX LP | 1.5 | ||
| Hess Midstream LP | 1.2 | ||
| Cheniere Energy Partners LP | 0.6 | ||
| USA Compression Partners LP | 0.5 | ||
| Cameco Corp | 0.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 8 | 37.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 14 | 1.7 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 22 | 38.8 |
| By Discretionary | ||
| Discretionary | 19 | 38.3 |
| Non-Discretionary | 3 | 0.5 |
| Total | 22 | 38.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 38.8 | |
| Total | 22 | 38.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001376113] | |
| 13F-NT | [0001376113] | |
| 3 | [0001376113] | |
| 4 | [0001376113] | |
| 5 | [0001376113] | |
| SC 13G | [0001376113] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $4.5B |
| Serves | Institutional |
| LEI | 549300OQLM7WDDGQB771 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
RiverNorth Opportunities Fund Inc RIV
Common Shares of Beneficial Interest
|
2017-01-10 | Disposed to issuer | 5,848.10 | $19.01 | 111,172 |
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