Ambiview Capital LLC

Item 5 – Fees and Compensation

A.      Fee Schedule
Generally, Clients pay a Subscription Fee or Custom Negotiated Subscription Fee (the “Fee”
or “Fees”) for access to the Firm’s research. The Fees payable to AmbiView are negotiable and
vary among its Clients, but will generally range from $18,750 to $50,000 per quarter.
AmbiView typically invoices Fees to clients thirty (30) days in advance of the start of each
calendar quarter, in an amount which will vary among Clients, to be determined in AmbiView’s
sole discretion. Clients (or their designees) shall make payment by check or electronic wire
transfer of immediately available funds according to instructions provided by AmbiView. If
any payment is more than thirty (30) days late, AmbiView shall cease providing services to
Clients.
Clients generally may not terminate the Client Contract for a period of one (1) year from the
effective date of the Client Contract (the “Term”). Thereafter, the Client Contract automatically
renews for additional terms of one (1) quarter (the “Renewal Term”), unless AmbiView or the
Client terminates the Client Contract by notifying the other party at least forty-five (45) days
prior to the expiration of the Term or any Renewal Term of such party’s intention not to renew
the Client Contract. Fees and contract term length are negotiable on a client-by-client basis.
B.      Payment of Fees
AmbiView charges Fees in advance; these are invoiced to Clients on a quarterly basis.
AmbiView does not manage Client assets and does not deduct its Fees from any Client
accounts.
C.      Third-Party Fees
AmbiView does not manage Client assets and is not involved in the execution of transactions
for Clients. Securities transactions are executed by brokers selected by Clients in their sole
discretion. AmbiView’s Fees are exclusive of any brokerage commissions, transaction fees,
and other related costs and expenses which may be incurred by Clients.
Please see Item 12 of this Brochure regarding brokerage.
D.      Prepayment of Fees
AmbiView invoices clients for Fees in advance of the start of each calendar quarter. Generally,
a billing period is an entire quarter. AmbiView will pro rate the Fee for Clients who subscribe
during a quarter, but generally does not offer agreements less than a full quarter. Fees will
not be refunded for partial quarters.
E.      Outside Compensation for the Sale of Securities
AmbiView does not receive any compensation other than its negotiated Fees.

                                                                             Part 2A of ADV:
                                                             AmbiView Advisors, LLC Brochure

Item 7 – Types of Clients

AmbiView intends to provide subscription-based research services to certain sophisticated
clients, including other investment advisers. AmbiView may decide in the future to provide
services to additional types of clients.
AmbiView does not manage Client accounts and as such, does not have any account
requirements.