American Portfolios Advisors Inc

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American Portfolios Advisors Inc
CRD #112697
SEC #801-61065
CIK #0001961150
AUM
Employees 700 (86% Investors, 76% Brokers)
Fees
Minimum
Phone6314394600156
Address4250 Veterans Memorial Highway
Holbrook, NY 11741
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($B)
151296302000200820162025
Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2024) [Brochure]
Item 7: Types of Clients
Form ADV Part 2A                                                                                                                                12

APA primarily provides investment advice and financial planning services to the following types of clients:

    •    Individuals
    •    Joint accounts
    •    Retirement
    •    Custodial
    •    Pension and profit-sharing plans
    •    Trusts, estates and charitable organizations
    •    Corporations and other business entities

Minimum Account Size

The minimum account size for an Advisor’s Choice 3 account is $10,000. APA reserves the right to grant exceptions after a review of a
request by an advisor. These participants will pay all charged custodial fees and or charges assessed and debited from the account. Accounts
that are registered as IRA accounts will pay the required annual IRA Maintenance fee and no activity fees (if no transactions occur in an
account within the calendar year) as charged by custodians – debited from the account.

APA or the third-party manager may require the client to deposit additional money or securities to bring the account value up to the required
minimum or close the account or charge the client a minimum billing fee as provided in each client agreement and managers brochure. All
above values and conditions apply to all custodians approved by APA and the advisors of APA’s corporate RIA.

FIDUCIARY ACKNOWLEDGMENT: When we provide investment advice, as defined by the Department of Labor, to you regarding your
retirement plan account or individual retirement account (IRA) under ERISA, we are fiduciaries within the meaning of Title I of the Employee
Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we
make money can create some conflicts of interest, so we operate under a special rule that requires us to act in your best interest and not put our
interests ahead of yours.
Sector Form 13F Holdings Value ($B)
Apple Inc 1.2
Nvidia Corp 0.9
Microsoft Corp 0.9
Amazon Com Inc 0.5
Alphabet Inc 0.3
Alphabet Inc 0.2
Facebook Inc 0.2
 
 
 
 
Holdings by Sector ($B)
806448321602018202120242027
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 25,477 5.1
(b) Individuals (high net worth individuals) 9,053 7.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 275 0.3
(h) Charitable organizations 104 0.4
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 229 0.2
(n) Other 0 0.0
Total 54,553 13.1
By Discretionary
Discretionary 41,244 9.5
Non-Discretionary 13,309 3.6
Total 54,553 13.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 13.1
Total 54,553 13.1
Limited Partners2011 - 2026
New York City Employees' Retirement System
New York State and Local Retirement System
EDGAR Form CIK 2011 - 2026
13F-HR [0001961150]
13F-NT [0001961150]
Firm Profile (Form ADV)
Discretionary AUM$0.7B
Clients100 (1 non-US)
ServesInstitutional, Retail, Research
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