Amplius Asset Management LLC

Item 5: Fees & Compensation

Investment Management Services:
The firm’s advisory fees vary depending on factors, including but not limited to, the type of services
and strategies provided.

The firm is the sub-adviser for the Amplius Aggressive Asset Allocation ETF, an exchanged-traded
fund which is part of the series of the EA Series Trust, a registered investment company under
the Investment Company Act of 1940. Pursuant to the terms of the investment advisory agreement
between the firm and EA Series Trust, the firm will receive a management fee ranging from 0.30%
- 0.50% annually. This management fee is calculated daily by applying the fee rate multiplied by
the net assets of each day divided by number of days in the year, is accrued daily, and paid to the
firm on a monthly basis.

Other Types of Fees & Expenses:

There will be other fees that an investor of the ETF pays such as distribution, service fees, and
other expenses that are disclosed in the ETF’s prospectus.

Termination & Refunds

The firm will refund any pre-paid fees that have not been earned at the termination of a contract
with an ETF. The refund will be calculated on a pro-rata basis based upon the number of days in
the period and the termination date.

ADV Part 2A – Firm Brochure                   Page 5                         Amplius Asset Management, LLC

Item 7: Types of Clients & Account Requirements

Client Types:
Our firm offers investment management services to registered investment companies and private
funds.