Archetype Advisors LLC

Item 5. Fees and Compensation
Financial Planning and Consulting Fees
Certain financial planning and consulting services, including those pertaining to yacht advisory planning,
are provided on a fixed fee basis. These fees are individually negotiated and determined by the specific
scope of a proposed engagement. Fees may be either be itemized and paid upon completion of each
individual phase/task or grouped together with a portion paid upfront and a portion paid at another agreed
upon intervals. For ongoing, annualized engagements, fees may be charged in advance or in arrears,
monthly, quarterly or semiannually.
Investment and Wealth Management Fees
Archetype offers its wealth management services on a fee basis, as it does investment management only
services. Management fees are charged quarterly in advance and calculated using the daily average balance
during the prior billing period.
Archetype offers its comprehensive wealth management services and investment management only services
through the Program to clients for an annual fee based upon the amount of the assets under its management.
The Program’s fee of up to two percent (2%) fee is inclusive of all financial planning , brokerage
commissions, transaction fees, and other related costs, as explained in depth in the Wrap Brochure.
Fee Discretion
Archetype may, in its sole discretion, negotiate to discount or waive certain fees based upon certain criteria
(e.g., investment only accounts, anticipated future earnings, anticipated future additional assets, dollar
amount of assets to be managed, related accounts, account composition, preexisting client relationship,
account retention, etc.).
Fees Charged by Financial Institutions
As further discussed in response to Item 12 (below), Archetype generally recommends that clients utilize
the brokerage and clearing services of Pershing, LLC through Pershing Investment Manager Services
(“Pershing”) for investment accounts.
Archetype may only implement its investment management recommendations after the client has arranged
for and furnished Archetype with all information and authorization regarding accounts with appropriate
financial institutions. Financial institutions include, but are not limited to, Pershing, any other broker-dealer
recommended by Archetype, broker-dealer directed by the client, trust companies, banks etc. (collectively
referred to herein as the “Financial Institutions”).
Clients may incur certain charges imposed by the Financial Institutions and other third parties such as
charges imposed directly by a mutual fund or ETF in the account, which are disclosed in the fund’s
prospectus (e.g., fund management fees and other fund expenses), deferred sales charges, odd-lot
differentials, transfer taxes, wire transfer and electronic fund fees, and other fees and taxes on brokerage
accounts and securities transactions.
Fee Debit
Archetype is generally authorized to directly debit a client’s account for payment of its advisory fees. Any
Financial Institutions recommended by Archetype have agreed to send a statement to the client, at least
quarterly, indicating all amounts disbursed from the account including the amount of management fees paid

directly to Archetype. Archetype also sends clients a written invoice itemizing the fee, including the formula
used to calculate the fee, the time period covered, and the amount of assets under management on which
the fee was based.
Fees for Management During Partial Quarters of Service
For the initial period of an engagement, the fees are calculated on a pro rata basis. The Agreement between
Archetype and the client will continue in effect until terminated by either party pursuant to the terms of the
Agreement. Archetype’s fees are prorated through the date of termination and any remaining balance is
charged or refunded to the client, as appropriate.
Clients may make additions to and withdrawals from their account at any time, subject to Archetype’s right
to terminate an account. Additions may be in cash or securities provided that Archetype reserves the right
to liquidate any transferred securities or decline to accept particular securities into a client’s account. Clients
may withdraw account assets on notice to Archetype, subject to the usual and customary securities
settlement procedures. Archetype may consult with its clients about the options and ramifications of
transferring securities. However, clients are advised that when transferred securities are liquidated, they are
subject to transaction fees, fees assessed at the mutual fund level (i.e., contingent deferred sales charge)
and/or tax ramifications.
Since Archetype’s management fees are based on daily average account balance, if assets are deposited into
or withdrawn from an account after the inception of a quarter, the fee payable with respect to such assets is
adjusted accordingly.
Commissions or Sales Charges for Recommendations of Securities
The Firm does not receive any commissions or transaction fees associated with its investment management
services. No Supervised Persons of Archetype are registered representatives of a broker/dealer.

Item 7. Types of Clients
Archetype provides its services to individuals, pension and profit-sharing plans, trusts, estates, charitable
organizations, corporations and business entities. Archetype generally seeks to impose a minimum annual
fee of $6,000.
These account requirements may have the effect of making Archetype’s services cost prohibitive for certain
clients. Archetype, in its sole discretion, may waive these stated fee minimums based upon certain criteria
including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets
to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono
activities.