Arista Advisory Group LLC

Item 5: Fees and Compensation

  A. Fee Schedule

Portfolio Management Fees

          Total Assets Under Management              Annual Fees
          $0 - $1,000,000                            1.00%

          $1,000,000 - $2,499,999                    0.80%

          $2,500,000 - $4,999,999                    0.70%

          $5,000,000 – And Up                        0.60%

    In most cases, AAG uses the value of the client’s account as of the last business day of the
    billing period, after taking into account deposits and withdrawals, for purposes of
    determining the market value of the assets upon which the advisory fee is based;
    however, in rare cases, AAG and the client may agree that AAG will use the value of the
    account on the final day of the quarter for purposes of determining the market value of
    the assets.

    These fees are generally negotiable and the final fee schedule is attached as Exhibit II of
    the Investment Advisory Contract. Clients may terminate the agreement without penalty
    for a full refund of AAG's fees within five business days of signing the Investment
    Advisory Contract. Thereafter, clients may terminate the Investment Advisory Contract
    immediately upon written notice.

  Pension Consulting Services Fees

    Asset-Based Fees for Pension Consulting

       Total Assets Under Management          Annual Fee
       All Assets                             0.25%

  AAG uses the value of the account as of the last business day of the billing period, after taking
  into account deposits and withdrawals, for purposes of determining the market value of the
  assets upon which the advisory fee is based.

  These fees are generally negotiable and the final fee schedule is attached as Exhibit II of the
  pension consulting agreement.

  Clients may terminate the agreement without penalty for a full refund of AAG's fees within
  five business days of signing the Investment Advisory Contract. Thereafter, clients may
  terminate the pension consulting agreement immediately upon written notice. AAG uses an
  average of the daily balance in the client’s account throughout the billing period, after taking
  into account deposits and withdrawals, for purposes of determining the market value of the
  assets upon which the advisory fee is based.

Financial Planning Fees

  Fixed Fees

  The negotiated fixed rate for creating client financial plans is between $0 and $10,000.

  Hourly Fees

  The negotiated hourly fee for these services is between $150 and $295.

  Clients may terminate the agreement without penalty, for full refund of AAG’s fees, within
  five business days of signing the Financial Planning Agreement. Thereafter, clients may
  terminate the Financial Planning Agreement generally upon written notice.

       B. Payment of Fees

    Payment of Portfolio Management Fees

    Asset-based portfolio management fees are withdrawn directly from the client's accounts with
    client's written authorization on a quarterly basis or may be invoiced and billed directly to
    the client on a quarterly basis. Clients may select the method in which they are billed. Fees are
    paid in arrears.

    Payment of Pension Consulting Fees

    Asset-based pension consulting fees are withdrawn directly from the client's accounts
    with client's written authorization on a monthly basis. Fees are paid in arrears.

    Payment of Financial Planning Fees

    Financial planning fees are paid via check and wire.

    Fixed financial planning fees are paid in arrears upon completion.

    Hourly financial planning fees are paid in arrears upon completion.

       C. Client Responsibility for Third Party Fees

       Clients are responsible for the payment of all third-party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by AAG. Please see Item 12 of this brochure
       regarding broker-dealer/custodian.

       D. Prepayment of Fees

       AAG collects its fees in arrears. It does not collect fees in advance.

       E. Outside Compensation for the Sale of Securities to Clients

       Neither AAG nor its supervised persons accept any compensation for the sale of
       investment products, including asset-based sales charges or service fees from the sale of
       mutual funds.

Item 7: Types of Clients
AAG generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals
       ❖      Pension and Profit-Sharing Plans
       ❖      Charitable Organizations
       ❖      Corporations or Business Entities

There is no account minimum for any of AAG’s services.