Arrien Investments Inc

Item 5 – Fees and Compensation

A      Our Fees. A description of the fees we typically charge for our services is set forth below. While we generally seek
       to treat all clients equally with respect to advisory fees, there may be occasions where we negotiate advisory fees
       on an individual client basis. Accordingly, certain clients may pay fees which are materially different than those
       described in this Item 5. In addition, we may maintain certain legacy fee arrangements with clients that are
       materially different from those described below.

       Fees for Asset Management Services: When you engage us for asset management services, you will pay Arrien
       Investments an annual asset-based advisory fee that is calculated as a percentage of the time weighted daily average
       value of the assets placed under our management. These fees typically range from a maximum of 1.50% to a
       minimum of 0.50% per year of the value of your account and will be applied based on a customized tiered fee
       schedule set forth in the written asset management agreement you will enter with our firm at the inception of our
       relationship.

       Unless otherwise agreed, advisory fees for these services shall be charged on a blended tier basis across the time
       weighted daily average value of your account (i.e., various fee rates corresponding with each asset tier will be
       charged across the value of your account). These fees are payable quarterly in arrears (i.e., ¼ of the annual fee will
       be charged per quarter) and are pro-rated for partial billing periods (based on the number of days in the period
       during which services are provided).

       At our discretion, we may combine the account values of family members living in the same household to determine
       the applicable level of advisory fees to be charged. For example, we may combine account values for you and your
       minor children, joint accounts with your spouse, and other types of related accounts. Combining account values
       will increase the asset total, which may result in your paying a reduced advisory fee. We reserve the right to amend
       our advisory fees upon thirty (30) days’ written notice to the client.

       For purposes of calculating our advisory fees, we will typically rely upon the value of your account (including cash
       balances) as reported by the Custodian. The Custodian may use various pricing services such as Reuters or Standard
       & Poor’s to price securities held in your account. For actively traded securities, these services use the actual last
       reported sale price. For less actively traded securities such as bonds, these services will use the appropriate valuation
       methodology to determine the value of the security. In rare instances where a market-based price or other reliable
       pricing for a holding contained in your account is unavailable, or the market value of an asset is difficult to determine
       (e.g., certain privately offered securities, thinly traded securities, etc.), alternative fair valuation procedures may be
       followed. We will alert you whenever this circumstance arises and provide disclosure of the specific manner in
       which we intend to value such holding(s). You should contact us promptly with any questions or concerns about
       the valuation of any investments held in your account.

       Clients may make additions or withdrawals from their account at any time, however, you should note that some or
       all of the investments in your account may be intended as long-term investments and withdrawals of cash and
       premature liquidations of securities positions may impair the achievement of your investment objectives.

       Fees for Financial Planning and Consulting Services: We typically charge hourly fees for financial planning and
       consulting services ranging from $100 – $275 per hour. On occasion, our hourly fees may vary outside this range
       based on the scope of the engagement, the complexity of your financial situation and needs, and our estimation of
       the time and resources necessary to provide the requested services. The specific hourly fee to be charged for these
       services will be set forth in a written financial planning and consulting agreement you will enter with Arrien
       Investments at the inception of our relationship. We will typically invoice these fees to you in full upon our delivery
       of the final written financial plan or report or upon our final consultation. Fees for these services are payable by
       cash, check, or other form of payment deemed acceptable by the firm and are due upon presentment of our invoice
       for services. Where you opt to engage us for ongoing asset management services following the completion of a

ARRIEN INVESTMENTS, INC.                                                      FORM ADV PART 2A – FIRM BROCHURE

      financial planning and consulting engagement, we may elect to reduce or offset all or a portion of the agreed upon
      hourly fees against the asset-based fees to be charged for our asset management services.

B     Direct Fee Deduction. Advisory fees for asset management services shall be directly deducted from your account
      held at the Custodian upon your written approval of such arrangement and our periodic submission to the Custodian
      of a written request for payment reflecting the amount of advisory fees to be charged to your account. Your
      authorization for direct fee deduction will be set forth in our written asset management agreement and/or the account
      opening documents of the Custodian. We will liquidate money market shares or use cash balances from your
      account to pay our advisory fees, however, if money market shares or cash value are not available other investments
...

Item 7 – Types of Clients

We typically provide investment advice to individuals, high net worth individuals, partnerships, corporations, and other
business entities. Because each client is unique, they must be willing to be involved in the planning and ongoing processes
of our management of their assets. Such involvement does not have to be time consuming, however we want our clients to
remain informed and have a sense of security about their investments.

Asset management clients are typically subject to a minimum annual fee of $300. We may waive this minimum annual fee
requirement for individual clients. We do not have any other minimum fee or account size requirements to open or maintain
an account with our firm.