Ascendance Asset Management LLC

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Ascendance Asset Management LLC
CRD #331610
SEC #801-130480
CIK #
AUM
Employees 5 (60% Investors, 0% Brokers)
Fees
Minimum
Phone646-206-4119
Address16 East 40th St
New York, NY 10016
Source [IAPD]
Total AUM ($)
1.00.80.60.40.20.02009201420192025
Fees and Compensation — Form ADV Part 2A (5/15/2024) [Brochure]
Item 5: Fees and Compensation
  A. There are currently two classes of Investor interests/shares (the “Interests”) in the Funds. Class A
     Interests in the Funds will generally be subject to (i) a monthly management fee, payable in
     advance, equal to 0.125% (approximately 1.5% per annum) of the net asset value of an Investor’s
     capital account balance as of the beginning of each month (the “Management Fee”); and (ii) an
     annual incentive allocation equal to 20% of an Investor’s aggregate net capital appreciation
     attributable to such Investor’s capital account at the end of each fiscal year or at the time of
     withdrawal, in each case, subject to a high water mark (the “Incentive Allocation”). The
     Management Fee and Incentive Allocation for Founders Class Interests are (i) a monthly
     management fee, payable in advance, equal to 0.104% (approximately 1.25% per annum) of the
     net asset value of an Investor’s capital account balance as of the beginning of each month; and (ii)
     an annual Incentive Allocation equal to 15% of an Investor’s aggregate net capital appreciation
     attributable to such Investor’s capital account at the end of each fiscal year or at the time of
     withdrawal, in each case, subject to a high water mark.

      Class A Interests and Founders Class Interests have the same rights, privileges, preferences and
      terms, except with respect to the applicable Management Fee and Incentive Allocation percentages
      as further detailed in the applicable Fund Documents.

      Capital contributions made on dates other than the first day of a calendar month will be assessed
      a pro rata management fee at the time such capital contributions are made. Once paid, the
      Management Fee is non-refundable (notwithstanding, for the avoidance of doubt, a subsequent
      redemption). Notwithstanding the foregoing, in the case of a mid-month liquidation of a Fund, the
      Investment Manager will refund a pro rata portion of the Management Fee at the time of such
      compulsory redemption or liquidation, as applicable.

      The Investment Manager or the General Partner may reduce, waive or calculate differently the
      Management Fee for certain Investors, including but not limited to, members, employees, and
      affiliates of the Investment Manager, without notice to, or consent from, the other Investors.

  B. In addition to the Management Fee, the Master Fund will bear, or reimburse the Investment
     Manager and/or the General Partner for advancing, its own expenses and those of the Feeder
     Funds, and certain expenses of the Investment Manager. All fees and expenses, including
     compensation arrangements with the Portfolio Managers, are described in the Fund Documents of
     each Fund.

  C. Side Letter Agreements: The Investment Manager and/or General Partner may enter into “side
     letter” agreements with certain Investors pursuant to which, if permitted under applicable law and
     regulations, they may provide such Investors with preferential terms with respect to their investment
     in the Funds, including, without limitation, with respect to Management Fees, Incentive Allocations,
     redemption terms (including the frequency of redemptions and/or required notice periods),
     transparency (including portfolio transparency), capacity and/or co-investment rights. As a result of
     the terms provided in such side letter agreements, certain Investors may be better able to assess
     the prospects and performance of the Funds than other Investors, and may be able to redeem all
     or a portion of their investment from the Funds at times when other Investors may not. Subject to
     applicable law and contractual requirements, the Investment Manager does not intend to disclose
     the terms of such side letter agreements and does not intend to disclose the identities of the
     Investors that have entered into such agreements.

  D. None of the Investment Manager, the General Partner or any of their supervised persons accepts
     compensation for the sale of securities or other investment products.

                                        Date of Brochure: 5.15.2024
Account Minimums and Types of Clients — Form ADV Part 2A (5/15/2024) [Brochure]
Item 7: Types of Clients
Ascendance provides investment advice to the Funds. The Fund Documents for each Fund set forth the
eligibility criteria and minimum investment requirements for Investors.

Investors in the Offshore Fund are generally limited to qualified non-U.S. investors and to U.S. tax-exempt
investors that are “accredited investors” and “qualified purchasers” as such terms are defined under U.S.
federal securities laws. Investors in the US Fund are generally limited to “accredited investors” and
“qualified purchasers” as such terms are defined under U.S. federal securities laws.

The minimum initial investment in the Funds is $1,000,000, subject to the discretion of the Investment
Manager and/or General Partner to accept lower amounts.

                                          Date of Brochure: 5.15.2024
Type Form D Funds Date Sold AUM
HF Ascendance Asset Partners Master LP 2024-05-15
AUM Breakdown Accounts AUM ($)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 0 0.0
By Discretionary
Discretionary 0 0.0
Non-Discretionary 0 0.0
Total 0 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 0 0.0
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
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