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| Ashford Investment Management LLC
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|---|---|
| CRD # | 172754 |
| SEC # | 801-80743 |
| CIK # | 0001604738, 0001616768 |
| AUM | |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 972-778-9534 |
| Address | 14185 Dallas Parkway Dallas, TX 75254 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Ashford Quantitative Alternatives Master Fund LP | [2014-12-10] | 113.2 M | 101.0 M |
| Filed 2016-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 82.4 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 82.4 |
| By Discretionary | ||
| Discretionary | 1 | 82.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 82.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 82.4 | |
| Total | 1 | 82.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Monty Bennett | Executive Officer | 3 | 2 | |
| Aim Rehe Funds GP LP | Executive Officer | 1 | 1 | |
| Rob Hays | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001604738] | |
| 10-Q | [0001604738] | |
| 3 | [0001604738] | |
| 4 | [0001604738] | |
| 5 | [0001604738] | |
| 8-K | [0001604738] | |
| SC 13D | [0001604738] | |
| SC 13G | [0001604738] | |
| 13F-HR | [0001616768] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ashford Inc AINC
Common Stock
|
2024-10-18 | Disposed to issuer | 17,059 | $5.00 | 85,295 |
|
Ashford Inc AINC
Special Limited Partnership Units (2024) · derivative
|
2024-10-18 | Grant | 100,000 | $0.00 | |
|
Ashford Inc AINC
Special Limited Partnership Units · derivative
|
2024-10-18 | Grant | 40,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-10-18 | Disposed to issuer | 30,477 | $5.00 | 152,385 |
|
Ashford Inc AINC
Common Stock
|
2024-05-21 | Grant | 6,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-05-21 | Grant | 6,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-05-21 | Grant | 6,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-05-21 | Grant | 6,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-05-21 | Grant | 6,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-04-15 | Buy | 200,000 | $4.91 | 982,000 |
|
Ashford Inc AINC
Common Stock
|
2024-03-22 | Grant | 15,527 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-03-22 | Grant | 15,000 | $0.00 | |
|
Ashford Inc AINC
Special Limited Partnership Units (2024) · derivative
|
2024-03-22 | Grant | 37,640 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-03-22 | Grant | 15,527 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-03-22 | Grant | 15,000 | $0.00 | |
|
Ashford Inc AINC
Common Stock
|
2024-03-15 | Tax withheld | 4,225 | $2.07 | 8,746 |
|
Ashford Inc AINC
Common Stock
|
2024-03-15 | Tax withheld | 549 | $2.07 | 1,136 |
|
Ashford Inc AINC
Common Stock
|
2024-03-15 | Tax withheld | 4,225 | $2.07 | 8,746 |
|
Ashford Inc AINC
Common Stock
|
2024-03-15 | Tax withheld | 129 | $2.07 | 267 |
|
Ashford Inc AINC
Common Stock
|
2024-03-04 | Tax withheld | 1,379 | $3.17 | 4,371 |
| showing 20 of 200 most recent transactions | |||||