Aspen Investment Management Inc

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Aspen Investment Management Inc
CRD #112081
SEC #801-58191
CIK #0001541596, 0001487198
AUM 452.5 M (2026-03-05)
Employees 5 (100% Investors, 0% Brokers)
Phone616-361-2500
Address4020 E Beltline Ave NE
Grand Rapids, MI 49525
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
50040030020010001999200820172027
Sector Form 13F Holdings Value ($M)
AbbVie Inc 3.5
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Amgen Inc 2.8
Quanta Services Inc 2.7
Ingersoll-Rand PLC 2.6
Visa Inc 2.5
Schwab Charles Corp 2.4
Procter & Gamble Co 2.3
Home Depot Inc 2.2
View All
Holdings by Sector ($M)
2502001501005002011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 201 146.9
(b) Individuals (high net worth individuals) 55 301.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 3.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.9
(n) Other 0 0.0
Total 617 452.5
By Discretionary
Discretionary 564 448.5
Non-Discretionary 53 3.9
Total 617 452.5
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 452.5
Total 617 452.5
EDGAR Form CIK 2011 - 2026
10-K [0001487198]
10-Q [0001487198]
3 [0001487198]
4 [0001487198]
5 [0001487198]
8-K [0001487198]
D [0001487198]
SC 13D [0001487198]
SC 13G [0001487198]
13F-HR [0001541596]
Form 13D/13G Filer Form 13D/13G Subject Filed
Maclean Malcolm F IV Aspen Group Inc [2022-11-14]
Long Focus Capital Management LLC Aspen Group Inc [2022-05-20]
Calm Waters Partnership Aspen Group Inc [2022-03-21]
Cooperman Leon G Aspen Group Inc [2021-03-25]
Next Century Growth Investors LLC Aspen Group Inc [2021-02-12]
BlackRock Inc Aspen Group Inc [2021-02-02]
William Blair Investment Management LLC Aspen Group Inc [2019-02-13]
Malysheva Oksana Mindyuk Aspen Group Inc [2017-12-11]
Goudy Park Capital LP Aspen Group Inc [2017-11-15]
Goudy Park Capital LP Aspen Group Inc [2017-04-24]
View All
Firm Profile (Form ADV)
Discretionary AUM$0.2B
ServesRetail
Form 3/4/5 Subject 2011 - 2026
Koehneman Michael L
Aspen Group Inc
Kass Douglas
LaVay Matthew
Arnauld Cheri St
Mathews Michael
Kaplan Andrew E
Prince Joan Marie
Rich Sanford
Dicks Norman D
View All
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Aspen Group Inc ASPU
Common Stock
2023-10-03 Grant 10,000 $0.18 1,800
Aspen Group Inc ASPU
Common Stock
2023-10-03 Grant 4,377 $0.17 744
Aspen Group Inc ASPU
Common Stock
2023-10-02 Grant 5,623 $0.18 1,012
Aspen Group Inc ASPU
Common Stock
2023-09-29 Buy 25,000 $0.18 4,500
Aspen Group Inc ASPU
Common Stock
2023-09-28 Buy 14,500 $0.18 2,610
Aspen Group Inc ASPU
Common Stock
2023-09-27 Buy 500 $0.18 90
Aspen Group Inc ASPU
Common Stock
2023-09-26 Buy 15,000 $0.17 2,550
Aspen Group Inc ASPU
Common Stock
2023-09-25 Buy 32,500 $0.18 5,850
Aspen Group Inc ASPU
Common Stock
2023-09-20 Buy 22,500 $0.16 3,600
Aspen Group Inc ASPU
Common Stock
2023-09-19 Buy 25,000 $0.15 3,750
Aspen Group Inc ASPU
Common Stock
2023-09-18 Buy 50,000 $0.14 7,000
Aspen Group Inc ASPU
Common Stock
2023-08-29 Grant 500,000 $0.00
Aspen Group Inc ASPU
Common Stock
2023-07-08 Grant 15,157 $0.00
Aspen Group Inc ASPU
Common Stock
2023-07-08 Grant 13,991 $0.00
Aspen Group Inc ASPU
Common Stock
2023-01-03 Buy 4,750 $0.32 1,520
Aspen Group Inc ASPU
Common Stock
2022-12-30 Buy 10,250 $0.28 2,870
Aspen Group Inc ASPU
Common Stock
2022-12-29 Buy 5,000 $0.28 1,400
Aspen Group Inc ASPU
Common Stock
2022-12-28 Buy 7,000 $0.27 1,890
Aspen Group Inc ASPU
Common Stock
2022-12-27 Buy 33,000 $0.27 8,910
Aspen Group Inc ASPU
Common Stock
2022-09-27 Buy 15,500 $0.34 5,270
showing 20 of 200 most recent transactions
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