Fees and Compensation — Form ADV Part 2A (3/28/2024)
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5 – Fees and Compensation for additional information.
Commissions from the sale of insurance products will not be used to offset or as a credit against advisory
fees. Advisory Persons have an incentive to recommend insurance products based on the compensation to be
received, rather than on a Client’s needs. The receipt of additional fees for insurance commissions is therefore
a conflict of interest, and Clients should be aware of this conflict when considering whether to engage AWM
or utilize these professionals to implement any insurance recommendations. AWM seeks to mitigate this
conflict of interest by disclosing the conflict to Clients and informing the Clients that they are under no
obligation to act upon any recommendations from Ms. Adams, Mr. D’Agostino, or Mr. Khozozian or effect
any transactions through them if they do follow the recommendations. AWM also seeks to mitigate the
conflict of interest by requiring Advisory Persons to acknowledge in the firm’s Code of Ethics, their
individual fiduciary duty to the Clients of AWM, which requires that Advisory Persons put the interests of
Clients ahead of their own.
D. Recommendations of other Advisers
AWM does not recommend or select other investment advisers for our Clients.
Account Minimums and Types of Clients — Form ADV Part 2A (3/28/2024)
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Item 7: Types of Clients
Clients advised may include individuals, high net worth individuals, trusts, estates, foundations, and
corporations. AWM requires each Client to place at least $250,000 with the Adviser for asset management
services. This minimum may be waived at the sole discretion of AWM.