|
⚲
|
| Asset Strategies Inc
✚
| |
|---|---|
| CRD # | 119661 |
| SEC # | 801-61023 |
| CIK # | |
| AUM | $140.1 MM (2024-02-20) |
| Employees | 10 (20% Investors, 0% Brokers) |
| Phone | 860-673-5500 |
| Address | 80 West Avon Rd Avon, CT 06001 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 87 | 35.1 |
| (b) Individuals (high net worth individuals) | 47 | 104.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.5 |
| Total | 606 | 140.1 |
| By Discretionary | ||
| Discretionary | 606 | 140.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 606 | 140.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 140.1 | |
| Total | 606 | 140.1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
The Kocen Financial Group Inc
✚
|
CA | 0.1 |
|
Laughlin Financial LLC
✚
|
IN | 0.1 |
|
Griffith & Werner Inc
✚
|
GA | 0.1 |
|
Gibson Wealth Advisors LLC
✚
|
TX | 0.1 |
|
Grace Capital Management LLC
✚
|
TX | 0.1 |
|
Werlinich Asset Management LLC
✚
|
CT | 0.1 |
|
Legacy Beyond Wealth LLC
✚
|
FL | 0.1 |
|
Assabet Advisors LLC
✚
|
MA | 0.1 |
|
First Mason Financial LLC
✚
|
OH | 0.1 |
|
Costello Financial Planning Inc
✚
|
IL | 0.1 |