Asset Strategy Retirement Plan Consultants LLC

Item 5: Fees and Compensation

A. Fee Schedule

ERISA Investment Management Services

         Total Assets Under Management                  Annual Fee

                 $1 - $1,000,000                           1.20%

             $1,000,001 - $3,000,000                       1.00%

             $3,000,001- $5,000,000                        0.75%

            $5,000,001 - $10,000,000                       0.50%

            $10,000,001 - $15,000,000                      0.45%

            $15,000,001 - $20,000,000                      0.35%

               Above $20 million                           0.30%

These fees are negotiable, and the final fee schedule is attached as Appendix C of the
Advisory Agreement. Fees are paid quarterly, and clients may select the method in
which they are billed and timing of payment (in advance or in arrears). Clients may
terminate their contracts at any time written notice. Refunds are given on a prorated
basis, based on the number of days remaining in a quarter at the point of termination.
Clients may terminate their contracts without penalty, for full refund, within 5 business
days of signing the advisory contract.

Individual Investment Management Services

         Total Assets Under Management                  Annual Fee

                 $1 - $1,000,000                           1.20%

             $1,000,001 - $3,000,000                       1.00%

             $3,000,001- $5,000,000                        0.75%

            $5,000,001 - $10,000,000                       0.50%

            $10,000,001 - $15,000,000                      0.45%

            $15,000,001 - $20,000,000                      0.35%

               Above $20 million                           0.30%

                                                                 Form ADV 2A Version: 02/16/2026

These fees are negotiable, and the final fee schedule is attached as the All-Inclusive
Asset-Based Fee Schedule of the Investment Advisory Contract. Clients may terminate
their contracts without penalty, for full refund, within 5 business days of signing the
advisory contract. Thereafter, the Agreement may be terminated by either party upon
sixty (60) days’ written notice to the other with a copy to the Custodian.

B. Payment of Fees

Payment of Investment Management Services Fees
Fees are paid quarterly. Advisory fees are either (i) withdrawn directly from the client’s
accounts with client written authorization or (ii) invoiced and billed directly to the
client. Clients may select the method in which they are billed and timing of payment (in
advance or in arrears).

If client fees will be withdrawn directly from client accounts, ASRPC will:

        (A) Possess written authorization from the client to deduct advisory fees from
       an account held by a qualified custodian.

        (B) Send the qualified custodian written notice of the amount of the fee to be
       deducted from the client’s account and verify that the qualified custodian sends
       invoices to the client.

        (C) Send the client a written invoice itemizing the fee upon or prior to fee
       deduction, including the formula used to calculate the fee, the time period
       covered by the fee and the amount of assets under management on which the fee
       was based.

C. Clients Are Responsible For Third Party Fees

Clients are responsible for the payment of all third-party fees (i.e. custodian fees, mutual
fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees and
expenses charged by ASRPC. Please see Item 12 of this brochure regarding
broker/custodian.

D. Prepayment of Fees

ASRPC collects certain fees in advance and certain fees in arrears, as set forth above.
Fees that are collected in advance will be refunded based on the prorated amount of
work completed at the point of termination and the total days during the billing period.
Fees will be returned within fourteen days to the client via check.

                                                                   Form ADV 2A Version: 02/16/2026

       E. Outside Compensation For the Sale of Securities to Clients

       Neither ASRPC nor its supervised persons accept any compensation for the sale of
       securities or other investment products, including asset-based sales charges or services
       fees from the sale of mutual funds.

Item 7: Types of Clients

ASRPC generally provides investment advice and/or management supervisory services to the
following Types of Clients:

          ❖ Individuals
          ❖ High-Net-Worth Individuals
          ❖ Pension and Profit Sharing Plans

There is no account minimum.