Associated Group Management LLC

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Associated Group Management LLC
CRD #160888
SEC #801-75177
CIK #0000134596
AUM
Employees 8 (75% Investors, 0% Brokers)
Fees
Minimum
Phone610-660-4910
AddressThree Bala Plaza East
Bala Cynwyd, PA 19004
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
60048036024012002009201420192025
Fees and Compensation — Form ADV Part 2A (3/26/2020) [Brochure]
Item 5 – Fees and Compensation

Advisory Contracts and Fees

5.A. Adviser Compensation

AGM’s fees are described generally below and detailed in its Offering Documents and its LPA.

Fee Schedule

The management fee for the Fund is an annual amount of (i) 2.0% of all Managed Assets up to $2
billion, (ii) 1.75% of Managed Assets between $2 billion and $3 billion, (iii) 1.5% of Managed
Assets between $3 billion and $5 billion and (iv) 1.0% of Managed Assets which exceed $5 billion,
in each case, calculated as of the end of each calendar quarter, accept as may be agreed upon
between the Adviser and the Fund.

Other Advisory Fee Arrangements

AGM reserves the right, in its sole discretion, to negotiate and to charge different advisory fees for
certain Investors based on the Investor’s particular needs as well as overall financial condition,
goals, risk tolerance, and other factors unique to the Investor’s particular circumstances.

5.B. Direct Billing of Advisory Fees

For the Fund, AGM’s management fee is wired from a partnership bank account. Management fees
are paid in arrears to AGM on a quarterly basis.

5.C. Other Non-Advisory Fees

AGM’s advisory fee is exclusive of transaction fees and other related costs and expenses which may
be incurred by the Fund. The Fund can incur certain charges imposed by custodians, brokers,
deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees,
and other fees and taxes on securities transactions.

5.D. Advance Payment of Fees

Fees are calculated quarterly in arrears. In the event that the advisory contract is terminated prior
to the conclusion of a billing period, AGM will refund a pro rata portion of any pre-paid fees or bill
a pro-rata portion based on date of termination.

5.E. Compensation for Sale of Securities or Other Investment Products

This item is not applicable
Type Form D Funds Date Sold AUM
PE Associated Partners LP [2012-03-28] 369.2 M
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 369.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 369.2
By Discretionary
Discretionary 1 369.2
Non-Discretionary 0 0.0
Total 1 369.2
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 369.2
Total 1 369.2
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesPrivate Equity
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