Fees and Compensation — Form ADV Part 2A (9/22/2016)
[Brochure]
Item 5: Fees and Compensation
In general, each Client pays Aternalis an annual management fee (the “Management Fee”). The
Management Fee is payable quarterly in advance calculated in accordance with the methodology set forth
in the applicable investment management agreement. Aternalis and its affiliates reserve the right to waive
or reduce Management Fees for certain individuals or entities, as may be determined in Aternalis’ sole
discretion.
Initially, Aternalis will manage assets for only one Client. As set forth in the applicable investment
management agreement, Aternalis charges such Client a fee consisting of an asset-based management fee,
an incentive fee, and a fixed fee. Fee rates and calculation methodologies are set forth in the applicable
investment management agreement.
Account Minimums and Types of Clients — Form ADV Part 2A (9/22/2016)
[Brochure]
Item 7: Types of Clients
Aternalis provides non-discretionary investment management services to one private investment fund in a sub-
advisory capacity.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above