Athene Annuity & Life Co

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Athene Annuity & Life Co
CIK #0000837332
EDGAR Form CIK 2011 - 2026
3 [0000837332]
4 [0000837332]
D [0000837332]
Form 3/4/5 Subject 2011 - 2026
Apollo Management Holdings GP LLC
CION Ares Diversified Credit Fund
Athene Annuity & Life Co
Athene Holding Ltd
Apollo Management Holdings LP
Apollo Insurance Solutions Group LP
Carlyle Tactical Private Credit Fund
Apollo Capital Management LP
Apollo Life Asset GP LLC
Athene Annuity & Life Assurance Co
Apollo Life Asset LP
AISG GP Ltd
Apollo Capital Management GP LLC
Calamos Strategic Total Return Fund
Athene USA Corp
Ares Dynamic Credit Allocation Fund Inc
Clearbridge American Energy MLP Fund Inc
Tortoise Energy Infrastructure Corp
Athene Annuity & Life Assurance Co of New York
Tortoise Energy Capital Corp
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
CION Ares Diversified Credit Fund CADCX
Series G Mandatory Redeemable Preferred Stock 06/01/2028
2023-06-01 Grant 560,000 $25.00 14,000,000
Carlyle Tactical Private Credit Fund TAKAX
Series C Mandatory Redeemable Preferred Shares
2022-09-01 Buy 1,200,000 $25.00 30,000,000
Carlyle Tactical Private Credit Fund TAKAX
Series A Mandatory Redeemable Preferred Shares
2022-05-11 Buy 680,000 $25.00 17,000,000
Carlyle Tactical Private Credit Fund TAKAX
Series B Mandatory Redeemable Preferred Shares
2022-05-11 Buy 240,000 $25.00 6,000,000
CION Ares Diversified Credit Fund CADEX
Mandatory Redeemable Preferred Stock Series D 1/06/2027
2022-01-06 Grant 800,000 $25.00 20,000,000
Clearbridge American Energy MLP Fund Inc CBA
Senior Secured Notes
2016-02-24 Other 2,012,569
Clearbridge American Energy MLP Fund Inc CBA
Senior Secured Notes
2016-02-23 Other 5,305,865
Clearbridge American Energy MLP Fund Inc CBA
Senior Secured Notes
2016-02-16 Other 6,403,630
Clearbridge American Energy MLP Fund Inc CBA
Senior Secured Notes
2015-12-30 Other 8,319,002
Tortoise Energy Infrastructure Corp TYG
Series E Mandatory Redeemable Preferred Stock
2014-10-09 Buy 280,000 $10.00 2,800,000
Tortoise Energy Infrastructure Corp TYG
Series D Mandatory Redeemable Preferred Stock
2014-10-09 Buy 480,000 $10.00 4,800,000
Tortoise Energy Infrastructure Corp TYG
Series C Mandatory Redeemable Preferred Stock
2014-06-23 Other 250,000 $0.00
Tortoise Energy Infrastructure Corp TYG
Preferred B Stock
2013-05-09 Buy 75,000 $10.00 750,000
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