Atlas Principals LLC

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Atlas Principals LLC
CRD #285099
SEC #801-117377
CIK #0001757885
AUM
Employees 5 (80% Investors, 0% Brokers)
Fees
Minimum
Phone704-469-6349
Address532 Governor Morrison Street
Charlotte, NC 28211
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
170136102683402009201420192025
Fees and Compensation — Form ADV Part 2A (3/25/2022) [Brochure]
Item 5 – Fees and Compensation
Atlas generally receives both a management fee and performance-based compensation from Clients. Atlas or a Fund’s Board
of Directors, where applicable, reserves the right to waive, rebate or impose different management fees and/or performance
fees or otherwise modify the fee arrangements of existing Investors with the consent of such Investor (or impose different
fees on future Investors). Certain series of certain classes of interests and shares of the Funds are subject to reduced
management fees and/or lower performance-based fees. Clients and Investors are strongly encouraged to review the
relevant offering documents and/or governing documents for a complete discussion of applicable fees.
    Atlas Funds
    Atlas typically receives an asset-based advisory fee (the “Management Fee”) in an amount equal to 0.125%
    (approximately 1.5% per annum) from each Investor calculated and payable as of the last day of each calendar month.
    Under certain circumstances, Atlas receives a Performance Allocation or Incentive Fee (“Performance Fee”) from
    Investors. This Performance Fee is typically equal to 20% of an Investor’s returns, and is calculated at, and deducted at
    the end of the calendar year or upon redemption. Performance Fees often vary among Investors, share classes, or series,
    and are generally subject to certain conditions, including high-water marks and/or loss carry forwards.
    In general, the Client bears all of the expenses incident to its operations and business including, without limitation: (i)
    transaction costs incurred in connection with the conduct of the Client’s business, including, without limitation, expenses
    of portfolio transactions and positions, including any execution, give-up, clearing and custody commissions and fees,
    brokerage fees, commissions and charges, initial and variation margin and all other expenses relating to the investment
    program such as due diligence costs, research expenses, including the costs of research equipment and investment-
    related products and legal fees; (ii) interest on balances due and any other fees and charges of prime brokers, financial
    counterparties, banks and custodians; (iii) income taxes, withholding taxes, transfer taxes and other governmental

                                                                                                                       4|Pa g e

    charges and duties imposed on or payable by the Client; (iv) legal, compliance, consulting and other professional fees
    and expenses, including those of the Client’s administrator and custodian, as well as privacy, technology and
    cybersecurity-related expenses; (v) accounting (including, without limitation, the costs of accounting systems and
    software), auditing and tax preparation expenses, fees and expenses incurred in connection with the preparation of the
    annual financial statements and any tax returns required to be filed by the Client; (vi) costs and fees in connection with
    any pricing services and portfolio management reporting software; (vii) any fees and expenses associated with the
    organization and conduct of any meetings of the Investors and the preparation and distribution of all reports to and
    other communications with Investors; (viii) litigation and indemnification expenses and other extraordinary expenses not
    incurred in the ordinary course of the Client’s business, including any expenses incurred by, or on behalf of, the Client in
    connection with the enforcement of its rights concerning any investment; (ix) printing and distribution of the
    memorandum; (x) any government and regulatory filing fees, costs or expenses, including, but not limited to, those
    relating to Form PF, entity-level taxes, corporate licensing fees, registration fees or other charges including any expenses
    due to regulatory, supervisory and fiscal authorities or agencies in various jurisdictions; (xi) the costs of any
    communications with Investors; (xii) Management and Performance Fees payable to Atlas; (xiii) the Client’s
    proportionate share of the Master Fund’s expenses, if feeder fund; (xiv) the costs of obtaining insurance on behalf of the
    Client; and (xv) all other operational expenses of the Client. If Atlas appoints sub-advisers in the future, the Client shall
    bear the expense of sub-advisory fees (which often include performance or asset-based fees) paid to sub-advisers of the
    Client to the extent such fees exceed commission rebates to the Client used to pay sub-advisers (if any). If such costs are
    incurred in connection with an investment in which both the Client and any other accounts to whom Atlas or any of its
    affiliates provides investment services participate, such costs incurred by the Client or such other account shall be borne
    pro rata by such entities based on the amount invested by such entities, unless Atlas reasonably determines that such
    costs shall be borne in different proportions.
For more information on Atlas’ brokerage practices, please refer to Item 12.
Account Minimums and Types of Clients — Form ADV Part 2A (3/25/2022) [Brochure]
Item 7 – Types of Clients
Atlas provides investment advice to the Fund and to other types of Clients, which could include institutions, corporations,
investment pools, trusts, endowments, sovereign wealth funds, pension plans, or charitable organizations, but excluding
persons within the definition of “retail investors” under Rule 17a-14(e)(2) of the Securities Exchange Act of 1934. Atlas
generally requires a minimum of $15,000,000 to open a separately managed account with us, but reserves the right to waive
this minimum.
Investing in the Fund is generally limited to Investors that are accredited Investors or qualified purchasers within the meaning
of the Securities Act of 1933 (“Securities Act”), and the Investment Company Act of 1940 (“Company Act”), and is subject to

                                                                                                                        5|Pa g e

a minimum initial contribution, as set forth in the applicable offering documents. Atlas, or a Fund’s board of directors reserve
the right to waive or lower the minimum initial subscription amount, as permissible.
Type Form D Funds Date Sold AUM
HF The Snowball Master Fund Ltd [2016-09-19] 73.6 M 86.0 M
Filed 2022-09-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Commission $37,573 · Net Assets $50,000,001 - $100,000,000
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 103.9
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 103.9
By Discretionary
Discretionary 2 103.9
Non-Discretionary 0 0.0
Total 2 103.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 103.9
Total 2 103.9
Form D Directors Role # Filings # Firms 2011 - 2026
Shawn Wilfong Director 3 2
Hemant Deshpande Executive Officer 2 2
Seth Wilfong Director 2 2
Andrew Aguilera Director 2 2
EDGAR Form CIK 2011 - 2026
13F-HR [0001757885]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
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