|
⚲
|
| ATON Financial LLC
✚
| |
|---|---|
| CRD # | 173070 |
| SEC # | 801-112925 |
| CIK # | |
| AUM | $428.9 MM (2024-05-24) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 787-725-6070 |
| Address | 1590 Ponce de Leon San Juan, PR 00926 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Power Fund LLC | 2023-07-13 | 3.8 | |
| PE | GM Group Fund II LLC | 2021-07-12 | 10.0 | |
| PE | GM Group Fund LLC | 2021-07-12 | 2.0 | |
| PE | JOMA Fund LLC | 2021-07-12 | 6.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 131 | 26.1 |
| (b) Individuals (high net worth individuals) | 80 | 294.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 15 | 108.8 |
| (n) Other | 0 | 0.0 |
| Total | 378 | 428.9 |
| By Discretionary | ||
| Discretionary | 357 | 296.7 |
| Non-Discretionary | 21 | 132.2 |
| Total | 378 | 428.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 428.9 | |
| Total | 378 | 428.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
CH Global Capital Management LLC
✚
|
NY | 0.5 |
|
Blue Zone Wealth Advisors LLC
✚
|
CA | 0.5 |
|
Huntleigh Advisors Inc
✚
|
MO | 0.4 |
|
SFE Investment Counsel Inc
✚
|
CA | 0.4 |
|
Prairie Wealth Advisors Inc
✚
|
NE | 0.4 |
|
Florence Capital Advisors LLC
✚
|
NY | 0.4 |
|
Iron Financial LLC
✚
|
IL | 0.4 |
|
Integra Global Advisors LLC
✚
|
CT | 0.4 |
|
Twin Point Capital LLC
✚
|
NY | 0.4 |
|
Granite Harbor Advisors Inc
✚
|
TX | 0.4 |