|
⚲
|
| ATON Financial LLC
✚
|
|
|---|---|
| CRD # | 173070 |
| SEC # | 801-112925 |
| CIK # | |
| AUM | $311.4 MM (2023-03-15) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 787-725-6070 |
| Address | 1590 Ponce de Leon San Juan, PR 00926 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | GM Group Fund II LLC | 2021-07-12 | 12.0 | |
| PE | GM Group Fund LLC | 2021-07-12 | 2.0 | |
| PE | JOMA Fund LLC | 2021-07-12 | 4.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 128 | 19.5 |
| (b) Individuals (high net worth individuals) | 712 | 251.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 40.8 |
| (n) Other | 0 | 0.0 |
| Total | 337 | 311.4 |
| By Discretionary | ||
| Discretionary | 319 | 235.0 |
| Non-Discretionary | 18 | 76.3 |
| Total | 337 | 311.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 311.4 | |
| Total | 337 | 311.4 |
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|---|---|---|
|
Your Advocates Ltd LLP
✚
|
TX | 0.3 |
|
Clearpath Capital Partners LLC
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|
CA | 0.3 |
|
Weathervane Asset Management LLC
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FL | 0.3 |
|
Brownlie & Braden Advisors LLC
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TX | 0.3 |
|
McNally Advisors LLC
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IL | 0.3 |
|
Clarity Capital Partners LLC
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|
CA | 0.3 |
|
LBJ Family Wealth Advisors Ltd
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|
TX | 0.3 |
|
Adalta Capital Management LLC
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|
NY | 0.3 |
|
Mills Wealth Advisors LLC
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|
TX | 0.3 |
|
Mainsail Asset Management LLC
✚
|
AL | 0.3 |