|
⚲
|
| ATON Financial LLC
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|
|
|---|---|
| CRD # | 173070 |
| SEC # | 801-112925 |
| CIK # | |
| AUM | $600.9 M (2026-03-31) |
| Employees | 9 (78% Investors, 0% Brokers) |
| Phone | 787-725-6070 |
| Address | 1590 Ponce de Leon San Juan, PR 00926 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Admiral Capital Group Fund LLC | [2025-03-25] | 1.2 | 16.0 |
| PE | IPS Investment Fund LLC | [2025-03-25] | 0.9 | 10.0 |
| PE | Power Fund LLC | 2023-07-13 | 53.0 | |
| PE | GM Group Fund II LLC | 2021-07-12 | 23.0 | |
| PE | GM Group Fund LLC | 2021-07-12 | 2.0 | |
| PE | JOMA Fund LLC | 2021-07-12 | 70.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 169 | 42.5 |
| (b) Individuals (high net worth individuals) | 85 | 342.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 172.3 |
| (g) Pension and profit sharing plans | 6 | 7.1 |
| (h) Charitable organizations | 0 | 2.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 33.8 |
| (n) Other | 0 | 0.0 |
| Total | 422 | 600.9 |
| By Discretionary | ||
| Discretionary | 388 | 370.8 |
| Non-Discretionary | 34 | 230.1 |
| Total | 422 | 600.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 600.9 | |
| Total | 422 | 600.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Marko Rendic | 2 | 2 | ||
| Giovanni Davila | 1 | 1 | ||
| Osvaldo Rodriguez | 1 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Granite Harbor Advisors Inc
✚
|
TX | 0.6 |
|
Pharos Capital Group LLC
✚
|
TN | 0.6 |
|
Mirabilis Management Company LLC
✚
|
0.6 | |
|
Woodward Diversified Capital LLC
✚
|
CA | 0.6 |
|
Florida Atlantic Securities Corp
✚
|
FL | 0.6 |
|
Painted Porch Advisors LLC
✚
|
CA | 0.6 |
|
Prairie Wealth Advisors Inc
✚
|
NE | 0.6 |
|
TSP Capital Management Group LLC
✚
|
NJ | 0.6 |
|
Mack & Co Partners LP
✚
|
TX | 0.5 |
|
Mills Wealth Advisors LLC
✚
|
TX | 0.5 |