Auriga Capital Management LLC

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Auriga Capital Management LLC ✚
CRD #	151214
SEC #	801-71272
CIK #
AUM
Employees	10 (70% Investors, 0% Brokers)
Fees
Minimum
Phone	646-998-6448
Address	33 Irving Place New York, NY 10003
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Solar Credits Opportunities Fund III LLC	2017-03-30		2.4 M
Other	Solar Credits Opportunities Fund II LLC	2015-03-26		36.3 M
SA	Ausaf ABS III	[2014-03-31]	3.8 M	3.1 M
	Offered $10,000,000 · Filed 2013-12-03 (D) · Exemption 506(c) · Minimum $25,000 · Remaining $6,250,000 · Duration One year or less · Net Assets Decline to Disclose
Other	Solar Credits Opportunities Fund LLC	[2014-03-31]	3.0 M	41.9 M
	Offered $200,000,000 · Filed 2014-03-21 (D) · Exemption 506(c), 3(c), 3(c)(7) · Minimum $10,000 · Remaining $197,000,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Ausaf ABS I	[2013-03-28]	4.3 M	3.5 M
	Offered $10,000,000 · Filed 2013-03-28 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $20,000 · Remaining $5,667,200 · Duration One year or less · Net Assets Decline to Disclose
PE	Quadriga Secured Opportunity Fund LLC	[2013-03-28]	1.6 M	1.5 M
	Offered $105,000,000 · Filed 2013-03-26 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(5) · Minimum $3,000 · Remaining $103,400,000 · Duration More than one year · Net Assets Decline to Disclose
SA	Ausaf I	2012-03-29		0.1 M
SA	Ausaf II	[2012-03-29]	1.3 M	0.6 M
	Offered $1,314,823 · Filed 2011-11-08 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $15,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Ausaf III	[2012-03-29]	1.3 M	0.9 M
	Offered $1,255,000 · Filed 2011-11-08 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $15,000 · Duration One year or less · Net Assets Decline to Disclose
RE	Ausaf IV	[2012-03-29]	2.6 M	2.0 M
	Offered $2,620,000 · Filed 2011-11-08 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $15,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Ausaf VI	[2012-03-29]	3.3 M	3.1 M
	Offered $3,255,000 · Filed 2011-11-08 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Ausaf VII	[2012-03-29]	2.7 M	5.5 M
	Offered $2,690,000 · Filed 2011-10-24 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $10,000 · Duration One year or less · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	5	81.3
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	5	81.3
By Discretionary
Discretionary	5	81.3
Non-Discretionary	0	0.0
Total	5	81.3
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		81.3
Total	5	81.3

Limited Partners	2011 - 2026
New York State and Local Retirement System

Form D Directors	Role	# Filings	# Firms
John Tartaglia	Executive Officer	18	2
Richard Winter	Executive Officer	15	2
Thomas Guba	Executive Officer	14	2
Shannon Smith	Executive Officer	14	2
Auriga Capital Management LLC	Executive Officer	6	2
Johann de Villiers	Executive Officer	2	2
Auriga Capital Management	Executive Officer	1	1
Management LLC Auriga Capital	Executive Officer	1	1

Firm Profile (Form ADV)
Clients	5
Serves	Institutional
Fund Types	Private Equity, Real Estate

Auriga Capital Management LLC

Assets, Funds, Holdings