Avaii Wealth Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.

                                            Avaii Wealth Management, LLC
                                          2101 N Casaloma Dr, Appleton, WI 54913
                                         Phone: (920) 214-1212 | Fax: (920) 214-1216
                                                          avaii.com

A. Fees for Advisory Services
Investment Management Services
Investment advisory fees are paid either monthly or quarterly, in advance of each calendar quarter, (the “Billing
Period”), pursuant to the terms of the investment advisory agreement. Fees are calculated and deducted in
advance of each Billing Period based on the market value of assets under management at the end of the prior
month or quarter. Fees are based on the following schedule:

                   Assets Under Management                              Annual Fee (%)
               Up to $250,000                                              1.50%
               $250,001 to $500,000                                        1.25%
               $500,001 to $750,000                                        1.15%
               $750,001 to $1,000,000                                      1.00%
               $1,000,001 to $2,000,000                                    0.90%
               $2,000,000 to $4,000,000                                    0.75%
               $4,000,000 to $6,000,000                                    0.65%
               Over $6,000,000                                             0.50%

Client’s may select the fixed fee option when paying for advisory services, pursuant to the terms of the
investment advisory agreement. Fixed advisory fees range from $5,000 to $30,000 annually, depending on the
complexity of the engagement, financial planning needs, frequency of reviews and meetings, and size of the
Client relationship. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions
and other complexities may be charged a higher fee.

The investment advisory fee in the first Billing Period of service is prorated from the inception date of the
account[s] to the end of the first Billing Period. Fees may be negotiable at the sole discretion of the Advisor. The
Client’s fees will take into consideration the aggregate assets under management with Advisor. Investment
management fees are prorated for deposits and withdrawals of $20,000 or more throughout the quarter and are
reflected in the next quarter’s fee. All securities held in accounts managed by Avaii will be independently valued
by the Custodian. Avaii will conduct periodic reviews of the Custodian’s valuations.

The Client may make additions or withdrawals from the account[s] at any time, subject to the Advisor’s right to
terminate an account or the overall relationship. Additions may be in cash or securities provided that the Advisor
reserves the right to liquidate any transferred securities or decline to accept particular securities into a Client’s
account[s]. Clients may withdraw account assets on notice to Avaii, subject to the usual and customary securities
settlement procedures. However, withdrawals from the Client's account[s] may impede the Advisor's ability to
implement the investment strategy designed for the Client. Clients are advised that when such securities are
liquidated, they may be subject to securities transaction fees, short-term redemption fees, and/or tax
ramifications. An adjustment will be made in the next billing period to reflect the fee difference.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However,
the Advisor shall not receive any portion of these commissions, fees, and costs.

Use of Independent Managers
As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or
more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation
from an Independent Manager. The Advisor will only earn its investment advisory fee as described above. The
Advisor will allocate a portion of the advisory fee collected to the Independent Manager pursuant to the terms of
the executed agreement between the Advisor and the Independent Manager. The total blended fee, including the
Advisor’s fee and the Independent Manager’s fee, will not exceed 1.55% annually.

                                           Avaii Wealth Management, LLC
                                         2101 N Casaloma Dr, Appleton, WI 54913
                                        Phone: (920) 214-1212 | Fax: (920) 214-1216
                                                         avaii.com

Retirement Plan Advisory Services
Fees for 3(21) and 3(38) retirement plan advisory services are charged an annual asset-based fee of up to
1.25%, billed in advance, pursuant to the terms of the agreement. Retirement plan fees are based on the market
value of assets under management at the end of the prior calendar month. Fees may be negotiable depending
on the size and complexity of the Plan. Fees in the first month of the engagement are prorated from the effective
date of the Agreement to the end of the first month. Fees range are generally based on the following schedule:

                   Assets Under Management                             Annual Fee (%)
               Up to $500,000                                             1.00%
               $500,001 to $750,000                                       0.90%
               $750,001 to $1,000,000                                     0.75%
...

Item 7 – Types of Clients

Avaii offers investment advisory services to individuals, families, trusts, estates, charitable organizations,
businesses and retirement plans. Avaii generally does not impose a minimum size for establishing a relationship,
however certain Independent Managers may impose a minimum.

                                          Avaii Wealth Management, LLC
                                        2101 N Casaloma Dr, Appleton, WI 54913
                                       Phone: (920) 214-1212 | Fax: (920) 214-1216
                                                        avaii.com