Avant Financial Advisors LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreements with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly in advance, pursuant to the terms of the wealth management agreement.
Wealth management fees are based on the market value of assets under management at the end of the prior
calendar quarter. Investment advisory fees are based on the following schedule:

                 Assets Under Management ($)                Annual Rate (%)
                 Up to $1,000,000                                 1.00%
                 $1,000,001 to $3,000,000                         0.75%
                 $3,000,001 and over                              0.50%

The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by
AFA will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s
valuation to ensure accurate billing.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

There is a minimum quarterly fee ranging from $900 to $2,400 depending on the complexity and needs of the Client.
This may result in a larger annual rate charged than outlined in the wealth management fee table above, if the
complexity and needs of the client near the maximum quarterly fee outlined.

Financial Planning Services
For Clients who engage in stand-alone financial planning services, a fixed fee ranging from $3,500 to $8,000 will be
assessed per engagement. Fees may be negotiable based on the nature and complexity of the services to be
provided and the overall relationship with the Advisor. An estimate for total costs will be determined prior to engaging
for these services.

B. Fee Billing
Wealth Management Services
Investment advisory fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the
Custodian. The Advisor typically aggregates Client accounts' values within the household for billing. The Advisor
defines household as immediate family or certain family members outside the immediate household, depending on
the needs or relationship with the Client, as defined in the Client’s executed wealth management agreement. For
Client relationships that are billed by household, they will generally benefit from the tiered fee schedule above, as
higher assets under management are charged a lower fee rate. The Advisor shall send an invoice to the Custodian
indicating the amount of the fees to be deducted from the Client’s account[s] at the beginning of the respective
quarter. The amount due is calculated by applying the quarterly rate (annual rate divided by 4) to the total assets
under management with AFA at the end of the prior quarter. Clients will be provided with a statement, at least
                                                Avant Financial Advisors LLC
                                               13341 W. US Hwy 290; Building 2
                                                       Austin, TX 78737
                                                     Phone: 512-910-2467
                                            https://www.avantfinancialadvisors.com/

quarterly, from the Custodian reflecting deduction of the wealth management fee. Clients are urged to also review the
brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide
written authorization permitting advisory fees to be deducted by AFA to be paid directly from their account[s] held by
the Custodian as part of the wealth management and separate account forms provided by the Custodian.

Financial Planning Services
Financial planning fees may be invoiced by the Advisor and due upon execution of the financial planning agreement.

C. Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than AFA, in connection with investments
made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities execution fees
charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge securities
transaction fees for ETF and equity trades in a Client's account, provided that the account meets the terms and
conditions of the Custodian's brokerage requirements. However, the Custodian typically charges for mutual funds
and other types of investments. The fees charged by AFA are separate and distinct from these custody and
execution fees.

In addition, all fees paid to AFA for investment advisory services are separate and distinct from the expenses
charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in
each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds,
other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible
distribution fee. A Client may be able to invest in these products directly, without the services of AFA, but would not
receive the services provided by AFA which are designed, among other things, to assist the Client in determining
which products or services are most appropriate for each Client’s financial situation and objectives. Accordingly, the
...

Item 7 – Types of Clients

AFA offers investment advisory services to individuals and high net worth individuals. AFA generally does not
impose a minimum relationship size.