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| AVX Management LLC
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| CRD # | 281115 |
| SEC # | 802-113101 |
| CIK # | 0000859163 |
| AUM | |
| Employees | |
| Phone | 512-423-0410 |
| Address | 200 Academy Drive Austin, TX 78704 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | AVX PS LP | [2018-03-30] | 16.1 M | 0.2 M |
| Filed 2016-07-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | AVX RC-B LP | [2018-03-30] | 0.7 M | 0.0 M |
| Filed 2017-07-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $718,111 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | AVX RC LP | [2018-03-30] | 6.7 M | 0.4 M |
| Filed 2017-07-19 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $10,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| VC | AVX VIO LP | [2018-03-30] | 0.6 M | 2.1 M |
| Filed 2016-03-03 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $10,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Christopher Pacitti | Director | 16 | 3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000859163] | |
| 10-Q | [0000859163] | |
| 3 | [0000859163] | |
| 4 | [0000859163] | |
| 8-K | [0000859163] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| AVX Corp | |
| Slavitt Evan M | |
| Smith Karen | |
| Pratt Eric D | |
| Sturgeon Steve | |
| McGuigan Martin | |
| Lawing John | |
| King Willing | |
| Hufnagel Michael E | |
| Yamaguchi Goro | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
AVX Corp AVX
Incentive Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 7,486 | $21.75 | 162,820 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 25,872 | $21.75 | 562,716 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 11,609 | $21.75 | 252,496 |
|
AVX Corp AVX
Incentive Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 8,064 | $21.75 | 175,392 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Grant | 1,250 | $21.75 | 27,188 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Grant | 1,250 | $21.75 | 27,188 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Grant | 6,000 | $21.75 | 130,500 |
|
AVX Corp AVX
Non-Qualified Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 3,936 | $21.75 | 85,608 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 2,500 | $21.75 | 54,375 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 20,100 | $21.75 | 437,175 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 27,836 | $21.75 | 605,433 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 8,246 | $21.75 | 179,350 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Grant | 4,000 | $21.75 | 87,000 |
|
AVX Corp AVX
Incentive Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 3,617 | $21.75 | 78,670 |
|
AVX Corp AVX
Incentive Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 7,390 | $21.75 | 160,732 |
|
AVX Corp AVX
Non-Qualified Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 4,706 | $21.75 | 102,356 |
|
AVX Corp AVX
Common Stock
|
2020-03-30 | Disposed to issuer | 4,922 | $21.75 | 107,054 |
|
AVX Corp AVX
Non-qualified Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 20,833 | $21.75 | 453,118 |
|
AVX Corp AVX
Non-qualified Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 11,332 | $21.75 | 246,471 |
|
AVX Corp AVX
Incentive Stock Option (Right to Buy) · derivative
|
2020-03-30 | Disposed to issuer | 8,000 | $21.75 | 174,000 |
| showing 20 of 200 most recent transactions | |||||