AXA Rosenberg Investment Management LLC

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Assets, Funds, Holdings

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AXA Rosenberg Investment Management LLC
CRD #109077
SEC #801-56080
CIK #0001129191, 0001129160
AUM
Employees 83 (37% Investors, 0% Brokers)
Phone925-254-6464
Address4 Orinda Way
Orinda, CA 94563
Source [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook]
Total AUM ($B)
40322416802001200920172025
Sector Form 13F Holdings Value ($B)
Apple Inc 1.7
Microsoft Corp 1.5
Amazon Com Inc 1.1
Alphabet Inc 0.7
Alphabet Inc 0.6
Thermo Fisher Scientific Inc 0.5
Visa Inc 0.5
Facebook Inc 0.5
Qualcomm Inc/DE 0.4
UnitedHealth Group Inc 0.4
View All
Holdings by Sector ($B)
806448321602011201620212027
Type Form D Funds Date Sold AUM
Other AXA IM Global Emerging Markets Small Cap Fund LLC [2016-03-30] 15.6 M
Other AXA IM International Small Cap Fund LLC [2013-06-21] 9.8 M 12.3 M
Other AXA Rosenberg Small/Mid Cap Insitutional Fund LLC 2012-01-31 3.5 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.4
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 2 0.0
(g) Pension and profit sharing plans 2 0.1
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 5 21.6
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 88 22.2
By Discretionary
Discretionary 88 22.2
Non-Discretionary 0 0.0
Total 88 22.2
By Non-United States Persons
Non-United States Persons 21.7
United States Persons 0.5
Total 88 22.2
Form D Directors Role # Filings # Firms 2011 - 2026
AXA Rosenberg Investment Management LLC 12 2
Will Jump 11 2
Marcello Arona 4 2
AXA Investment Managers Inc 4 2
Xavier Thomin 3 2
Travis Pauley 3 2
EDGAR Form CIK 2011 - 2026
13F-NT [0001129160]
Firm Profile (Form ADV)
Discretionary AUM$1.0B
ServesInstitutional
LEI213800ZT7ABJ4162YJ74
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