Axial Capital Management LLC

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Assets, Funds, Holdings

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Axial Capital Management LLC
CRD #161072
SEC #801-73656
CIK #0001351143, 0001209258
AUM
Employees 13 (0% Investors, 0% Brokers)
Phone212-984-2100
Address101 Park Avenue
New York, NY 10178-1702
Source [IAPD] [EDGAR]
Total AUM ($B)
4.03.22.41.60.80.02009201420192025
Type Form D Funds Date Sold AUM
HF Axial Capital Gravity Fund LP [2013-08-28] 12.4 M 11.0 M
Filed 2013-04-10 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Axial Capital Gravity Master Fund LP 2013-08-28 57.2 M
HF Axial Capital Gravity Offshore Fund Ltd 2013-08-28 23.1 M
HF Axial Capital Neutral Fund LP [2013-08-28] 5.2 M 4.8 M
Filed 2014-07-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Axial Capital Neutral Master Fund LP 2013-08-28 40.7 M
HF Axial Capital Neutral Offshore Fund Ltd 2013-08-28 15.6 M
HF Axial Capital Advantage LP 2012-02-14 86.0 M
HF Axial Capital Institutional LP 2012-02-14 771.0 M
HF Axial Capital LP 2012-02-14 338.0 M
HF Axial Capital Master LP 2012-02-14 2,595.0 M
HF Axial Capital Offshore Ltd 2012-02-14 457.0 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 5 3.0
By Discretionary
Discretionary 5 3.0
Non-Discretionary 0 0.0
Total 5 3.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 3.0
Total 5 3.0
Form D Directors Role # Filings # Firms 2011 - 2026
Eliav Assouline Executive Officer 12 3
Marc Andersen Executive Officer 8 3
Axial Capital Partners GP LLC Executive Officer 1 1
Axial Capital Management LLC Promoter 1 1
EDGAR Form CIK 2011 - 2026
13F-NT [0001209258]
13F-HR [0001351143]
4 [0001351143]
SC 13D [0001351143]
Form 13D/13G Filer Form 13D/13G Subject Filed
Axial Capital Management LLC QLT Inc/BC [2012-05-24]
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
Form 3/4/5 Subject 2011 - 2026
Andersen Marc
Novelion Therapeutics Inc
Axial Capital Management LLC
Assouline Eliav
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Novelion Therapeutics Inc QLTI
Common Shares
2015-06-16 Sell 8,865,036 $3.47 30,761,675
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