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| Baines Creek Capital LLC
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|---|---|
| CRD # | 174338 |
| SEC # | 802-113575 |
| CIK # | 0001676601 |
| AUM | |
| Employees | |
| Phone | 512-524-0462 |
| Address | 11940 Jollyville Road Austin, TX 78759 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| CIK | Period |
|---|---|
| 0001676601 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Legacy Education Inc | 12.1 | ||
| Schlumberger Ltd /NV/ | 4.4 | ||
| Apple Inc | 2.4 | ||
| Amazon Com Inc | 2.3 | ||
| Microsoft Corp | 2.3 | ||
| Devon Energy Corp/DE | 1.7 | ||
| APA Corp | 1.0 | ||
| Facebook Inc | 1.0 | ||
| Matador Resources Co | 0.8 | ||
| Intel Corp | 0.8 | ||
| Cisco Systems Inc | 0.7 | ||
| Range Resources Corp | 0.5 | ||
| Kosmos Energy Ltd | 0.3 | ||
| Sandridge Energy Inc | 0.2 | ||
| Antero Resources Corp | 0.1 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Baines Creek Partners LP | [2018-06-07] | 35.0 M | 60.6 M |
| Filed 2019-02-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Baines Creek Special Purpose Partners LP | [2018-06-07] | 30.5 M | 15.3 M |
| Filed 2018-10-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brian Williams | Executive Officer | 21 | 2 | |
| Kevin Tracy | Executive Officer | 2 | 1 | |
| Baines Creek SP GP LP | Executive Officer | 1 | 1 | |
| Baines Creek Capital LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001676601] | |
| 3 | [0001676601] | |
| 4 | [0001676601] | |
| SC 13D | [0001676601] | |
| SC 13G | [0001676601] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Baines Creek Capital LLC | Legacy Reserves Inc | [2018-09-24] |
| Baines Creek Capital LLC | Legacy Reserves LP | [2018-03-09] |
| Baines Creek Capital LLC | Legacy Reserves LP | [2018-01-09] |
| Baines Creek Capital LLC | Legacy Reserves LP | [2017-10-26] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Baines Creek Capital LLC | |
| Legacy Reserves Inc | |
| Legacy Reserves LP |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Legacy Reserves Inc LGCY
Common
|
2019-06-11 | Sell | 11,983,512 | $0.11 | 1,318,186 |
|
Legacy Reserves Inc LGCY
Common
|
2019-06-10 | Sell | 300,000 | $0.25 | 75,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-06-07 | Sell | 3,000,000 | $0.30 | 900,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-27 | Buy | 125,000 | $0.50 | 62,500 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-26 | Buy | 125,000 | $0.50 | 62,500 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-25 | Buy | 2,514 | $0.50 | 1,257 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-20 | Buy | 201,000 | $0.51 | 102,510 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-19 | Buy | 200,000 | $0.54 | 108,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-18 | Buy | 200,000 | $0.50 | 100,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-12 | Buy | 60,000 | $1.30 | 78,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-11 | Buy | 21,143 | $1.33 | 28,120 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-08 | Buy | 38,911 | $1.20 | 46,693 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-07 | Buy | 11,083 | $1.27 | 14,075 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-06 | Buy | 25,000 | $1.19 | 29,750 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-06 | Buy | 39,269 | $1.26 | 49,479 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-05 | Buy | 35,731 | $1.27 | 45,378 |
|
Legacy Reserves Inc LGCY
Common
|
2019-03-01 | Buy | 50,000 | $1.16 | 58,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-02-28 | Buy | 50,000 | $1.16 | 58,000 |
|
Legacy Reserves Inc LGCY
Common
|
2019-02-26 | Buy | 25,000 | $1.19 | 29,750 |
|
Legacy Reserves Inc LGCY
Common
|
2019-02-25 | Buy | 50,000 | $1.25 | 62,500 |
| showing 20 of 139 most recent transactions | |||||