|
⚲
|
| Balance Point Capital Advisors LLC
✚
|
|
|---|---|
| CRD # | 264789 |
| SEC # | 801-103476 |
| CIK # | |
| AUM | $2.4 B (2026-04-22) |
| Employees | 23 (57% Investors, 0% Brokers) |
| Phone | 203-652-8250 |
| Address | 285 Riverside Avenue Westport, CT 06880 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Balance Point Capital Partners VII LP | [2025-03-31] | 51.3 | 143.7 |
| Filed 2025-01-31 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Balance Point Capital Partners VI Rated Note Feeder LP | [2025-03-31] | 67.5 | 699.3 |
| Filed 2024-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Balance Point Capital Partners VI LP | [2024-03-29] | 386.0 | 699.3 |
| Filed 2024-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Balance Point Capital Partners IV LP | [2021-03-30] | 85.9 | 332.0 |
| Offered $100,000,000 · Filed 2019-11-19 (D) · Exemption 506(b) · Remaining $14,123,711 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Balance Point Capital Partners V LP | [2021-03-30] | 577.4 | 771.9 |
| Offered $600,000,000 · Filed 2021-09-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $22,584,210 · Duration More than one year · Commission $350,000 · Revenue Not Applicable | ||||
| PE | Balance Point Capital Partners III LP | [2018-03-29] | 375.7 | 403.5 |
| Offered $400,000,000 · Filed 2018-09-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $24,253,000 · Duration More than one year · Revenue Not Applicable | ||||
| Other | Connecticut Growth Capital LLC | 2015-12-01 | 17.7 | |
| PE | Balance Point Capital Partners II LP | [2015-07-21] | 81.0 | 73.9 |
| Offered $80,964,646 · Filed 2017-01-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Balance Point Capital Partners LP | 2015-07-21 | 4.8 | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 2.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 2.4 |
| By Discretionary | ||
| Discretionary | 7 | 2.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 7 | 2.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James OConnor | Executive Officer | 34 | 4 | |
| Justin Kaplan | Executive Officer | 7 | 3 | |
| Seth Alvord | Executive Officer | 13 | 2 | |
| B Sauerteig | Executive Officer | 10 | 2 | |
| Balance Point Capital Managers VI LLC | Promoter | 3 | 2 | |
| Ed Lee | Executive Officer | 3 | 2 | |
| Balance Point Capital Managers III LLC | Executive Officer | 2 | 2 | |
| Balance Point Capital Managers V LLC | Executive Officer | 2 | 2 | |
| Balance Point Capital Advisors LLC | Executive Officer | 2 | 1 | |
| Nina Lorusso | Executive Officer | 1 | 1 | |
| Melissa Korolyshun | Executive Officer | 1 | 1 | |
| Kelan Betancourt | Executive Officer | 1 | 1 | |
| Daniel Freshman | Executive Officer | 1 | 1 | |
| Grant Groher | Executive Officer | 1 | 1 | |
| S Koltay | Executive Officer | 1 | 1 | |
| Balance Point Capital Managers IV LLC | Executive Officer | 1 | 1 | |
| Adam Sauerteig | Executive Officer | 1 | 1 | |
| Balance Point Capital Managers II LLC | Executive Officer | 1 | 1 | |
| Nathan Elliot | Executive Officer | 1 | 1 | |
| Catherine Rotondo | Executive Officer | 1 | 1 | |
| Balance Point Capital Managers VII LLC | Executive Officer | 1 | 1 | |
| Nassau BPC Holdings LLC | Executive Officer | 1 | 1 | |
| Kellyn Riccitelli | Executive Officer | 1 | 1 | |
| Wills Danielson | Executive Officer | 1 | 1 | |
| Josh Lyvers | Executive Officer | 1 | 1 | |
| Chris McAvoy | Executive Officer | 1 | 1 | |
| Amanda Meltzer | Executive Officer | 1 | 1 | |
| Samrat Malhorta | Executive Officer | 1 | 1 | |
| Seth W Alvord 2021 Irrevocable Trust U/A Dated June 16 2021 | Executive Officer | 1 | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Sverica Capital Management LP
✚
|
MA | 2.5 |
|
Align Ventures Special Opportunity GP SPV I LLC
✚
|
2.5 | |
|
Martis Capital Management LLC
✚
|
DC | 2.5 |
|
Forge Global Advisors LLC
✚
|
CA | 2.5 |
|
Unigestion US Ltd
✚
|
NY | 2.5 |
|
Crayhill Capital Management LP
✚
|
NY | 2.4 |
|
SR One Capital Management LP
✚
|
CA | 2.4 |
|
BlackRock Asset Management Schweiz AG
✚
|
2.4 | |
|
Paceline Equity Partners LLC
✚
|
TX | 2.4 |
|
Valeas Capital Partners Management LP
✚
|
CA | 2.4 |