Balter Capital Management LLC

Search
⚲

Balter Capital Management LLC ✚
CRD #	143880
SEC #	801-67874
CIK #
AUM
Employees	12 (33% Investors, 25% Brokers)
Fees
Minimum
Phone	617-742-4226
Address	125 High Street Boston, MA 02110
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
HF	Balter '40 Act Capital Alternatives LP	[2014-03-27]	20.0 M	30.2 M
	Filed 2013-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Series A A Series of Balter '40 Act Capital Alternatives LP	[2014-03-27]
	Filed 2013-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	BCM Credit Opportunities Fund LP	[2012-03-22]	46.0 M	14.0 M
	Filed 2016-08-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	BCM Credit Opportunities Offshore Fund LP	[2012-03-22]	24.7 M	14.0 M
	Filed 2016-08-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	BCM Discovery Fund LP	[2012-03-22]	83.5 M	23.9 M
	Filed 2017-06-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	BCM Discovery Offshore Fund Ltd	[2012-03-22]	26.9 M	16.9 M
	Filed 2017-06-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dexter Balter Fund LLC	[2012-03-22]	6.6 M	7.7 M
	Filed 2012-10-10 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dexter Balter TE Fund LLC	[2012-03-22]	22.9 M	10.6 M
	Filed 2012-10-10 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	14	156.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	3	375.1
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	2	15.5
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	3	148.3
(n) Other	0	0.0
Total	22	694.9
By Discretionary
Discretionary	7	379.2
Non-Discretionary	15	315.6
Total	22	694.9
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		694.9
Total	22	694.9

Form D Directors	Role	# Filings	# Firms
Ronan Guilfoyle	Director	358	108
Roger Hanson	Director	255	86
Victor Chiang	Executive Officer	17	2
Bradley Balter	Director, Executive Officer, Promoter	7	1
Jay Warner	Director, Executive Officer	6	1
Balter Capital Management LLC	Executive Officer, Promoter	3	1
Ivana Faitysova	Director	1	1

Firm Profile (Form ADV)
Discretionary AUM	$0.2B
Serves	Institutional, Retail
Fund Types	Hedge Fund

Balter Capital Management LLC

Assets, Funds, Holdings