|
⚲
|
| Bay Harbor Wealth Management LLC
✚
|
|
|---|---|
| CRD # | 294000 |
| SEC # | 801-114123 |
| CIK # | 0001767989 |
| AUM | $238.4 MM (2023-03-30) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Phone | 410-403-2060 |
| Address | 201 International Circle Hunt Valley, MD 21030 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 263 | 66.4 |
| (b) Individuals (high net worth individuals) | 103 | 169.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 2.6 |
| (n) Other | 0 | 0.0 |
| Total | 1,218 | 238.4 |
| By Discretionary | ||
| Discretionary | 1,218 | 238.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,218 | 238.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 238.3 | |
| Total | 1,218 | 238.4 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001767989] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Second Half Financial Partners LLC
✚
|
FL | 0.2 |
|
Slocum Gordon & Co LLP
✚
|
RI | 0.2 |
|
PFG Private Wealth Management LLC
✚
|
FL | 0.2 |
|
HFP Wealth Management LLC
✚
|
TX | 0.2 |
|
Braeburn Wealth Management LLC
✚
|
MI | 0.2 |
|
The Stolper Company LLC
✚
|
OK | 0.2 |
|
Wealth Quarterback LLC
✚
|
NJ | 0.2 |
|
Rahlfs Capital LLC
✚
|
TX | 0.2 |
|
Naples Asset Management Co LLC
✚
|
FL | 0.2 |
|
Optivise Advisory Services LLC
✚
|
TN | 0.2 |