|
⚲
|
| Keyboard |
| Bay Harbor Wealth Management LLC
✚
|
|
|---|---|
| CRD # | 294000 |
| SEC # | 801-114123 |
| CIK # | 0001767989 |
| AUM | 412.0 M (2026-03-20) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 410-403-2060 |
| Address | 201 International Circle Hunt Valley, MD 21030 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 266 | 99.9 |
| (b) Individuals (high net worth individuals) | 130 | 308.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 3.7 |
| (n) Other | 0 | 0.0 |
| Total | 1,375 | 412.0 |
| By Discretionary | ||
| Discretionary | 1,375 | 412.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,375 | 412.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 411.8 | |
| Total | 1,375 | 412.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001767989] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 6 |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Northbridge Financial Group LLC
✚
|
FL | 413.1 M |
|
Altamont Capital Management LLC
✚
|
NC | 412.3 M |
|
Kerberos Capital Management LLC
✚
|
IL | 412.2 M |
|
Lakeside Advisors Inc
✚
|
WA | 412.2 M |
|
Petix & Botte Company
✚
|
CA | 411.9 M |
|
Foundation Wealth Management LLC
✚
|
PA | 411.9 M |
|
Curbstone Financial Management Corporation
✚
|
NH | 411.7 M |
|
Hall Capital Management Company Inc
✚
|
RI | 411.6 M |
|
MB Levis & Associates LLC
✚
|
PA | 411.6 M |
|
BDFS Capital LLC
✚
|
DE | 411.3 M |