Fees and Compensation — Form ADV Part 2A (3/15/2022)
[Brochure]
item 5: fees & compensation
Beekman Wealth Advisory llc charges only fully-disclosed, flat-dollar fees, agreed in advance with each client. There is
no set fee schedule; fees depend on the complexity of the issues addressed, and on the size of the assets, within each cli-
ent’s portfolio. Fees may change over time, but only by prior agreement with the client. Beekman Wealth Advisory llc
bills clients monthly or quarterly in advance. Payments must be initiated and remitted by the client, as Beekman
Wealth Advisory llc never has access to client accounts, nor any ability to move client money.
Beekman Wealth Advisory llc’s fee agreements require that, upon any intra-period termination of services, the unearned
portion of any prepaid fees will be refunded based upon the proportion of unelapsed days in the period in question.
Beekman Wealth Advisory llc does not charge commissions or mark-ups of any kind and receives no compensation from
the sale of any security or investment product. Beekman Wealth Advisory llc does not pay or receive any fees for referrals.
The firm has never engaged in any of these practices.
Account Minimums and Types of Clients — Form ADV Part 2A (3/15/2022)
[Brochure]
item 7: types of clients
Beekman Wealth Advisory llc serves High and Ultra-High Net Worth clients and their trusts and related entities. Most
clients have assets of more than $10 million, although this is not a requirement. Beekman Wealth Advisory llc also serves
much smaller clients, such as trusts and custodial accounts for minors, as part of larger overall relationships.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
7
588.6
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above