Fees and Compensation — Form ADV Part 2A (1/4/2022)
[Brochure]
Item 5: Fees and Compensation
Fees for Advisory Services. The Firm charges fees based on a percentage of the assets under
management of the account. The management fee is, generally, 5 basis points (0.05%) of assets
under management of each Client.
The Firm may charge its fees monthly or quarterly in arrears, with billing generally as agreed
between the Firm and its Client. The Client and/or its administrator/custodian retains sole control
of how payment is made to the Firm.
Account Minimums and Types of Clients — Form ADV Part 2A (1/4/2022)
[Brochure]
Item 7: Types of Clients
The Firm provides advisory services to defined benefits pension plans and 401(k) pension plans.
The Firm also provides advisory services to pension plan sponsors, trustees and other institutional
Clients on a discretionary basis.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
0
0.0
(g) Pension and profit sharing plans
6
1,821.7
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above