Braddock Financial LLC - Assets, Funds, Holdings
Braddock Financial LLC
CRD # 112732 SEC # 801-60893 CIK # AUM
Employees
8 (62% Investors, 0% Brokers)
Fees Minimum
Phone 303-308-6400 Address 1200 17th Street Source
[IAPD]
[Website] [LinkedIn]
Total AUM ($B)
3.0 2.4 1.8 1.2 0.6 0.0 2000 2008 2016 2025
Type
Form D Funds
Date
Sold
AUM
HF
Castle Peak Structured Investments LP
[2016-03-29]
Filed 2022-04-28 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF
Mortgage Opportunity Fund VIII Series B LP
2014-04-02
HF
Braddock Structured Opportunities Fund LP
[2013-04-01]
Filed 2015-05-26 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE
BCM CALX Fund LP
[2012-04-02]
Offered $3,000,000 · Filed 2010-05-11 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $100,000 · Remaining $375,000 · Duration One year or less · Revenue Not Applicable
HF
Blake St Real Estate Investors VII LP
2012-04-02
HF
Blake St Real Estate Investors VI LP
2012-04-02
HF
Galena St Fund LP
2012-04-02
HF
Mortgage Opportunity Fund VIII LP
2012-04-02
HF
Mortgage Opportunity Fund VII Series D LP
[2012-04-02]
HF
Mortgage Opportunity Fund VI LP
2012-04-02
View All
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
(b) Individuals (high net worth individuals)
(c) Banking or thrift institutions
(d) Investment companies
(e) Business development companies
(f) Pooled investment vehicles
(g) Pension and profit sharing plans
(h) Charitable organizations
(i) State or municipal government entities
(j) Other investment advisers
(k) Insurance companies
(l) Sovereign wealth funds and foreign official institutions
(m) Corporations or other businesses not listed above
(n) Other
Total
By Discretionary
Discretionary
Non-Discretionary
Total
By Non-United States Persons
Non-United States Persons
United States Persons
Total
Firm Profile (Form ADV) Discretionary AUM $0.1B Serves Institutional Fund Types Hedge Fund, Private Equity
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