|
⚲
|
| Breton Financial Inc
✚
|
|
|---|---|
| CRD # | 105606 |
| SEC # | 801-31969 |
| CIK # | |
| AUM | $140.0 MM (2023-03-20) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Phone | 609-654-1212 |
| Address | 105 Atsion Road Stes Bd Medford, NJ 08055 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 10 | 12.9 |
| (b) Individuals (high net worth individuals) | 16 | 126.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 1.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 27 | 140.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 27 | 140.0 |
| Total | 27 | 140.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 140.0 | |
| Total | 27 | 140.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
The Planning Project LLC
✚
|
TX | 0.1 |
|
ZOCK Robert A & Co Inc
✚
|
NH | 0.1 |
|
Nvest Wealth Strategies Inc
✚
|
OH | 0.1 |
|
SIMS Investment Management LLC
✚
|
OH | 0.1 |
|
Treetop Wealth Management LLC
✚
|
IL | 0.1 |
|
Udine Wealth Management Inc
✚
|
FL | 0.1 |
|
J P Davis Inc
✚
|
AZ | 0.1 |
|
Paolino William John
✚
|
NY | 0.1 |
|
Para Wealth Advisors Inc
✚
|
WA | 0.1 |
|
Smith Partners Wealth Management LLC
✚
|
NC | 0.1 |