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| Happy Holidays!! thanks for using AUM13F!! |
| Broadoak Asset Management LLC
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| CRD # | 148901 |
| SEC # | 801-121842 |
| CIK # | |
| AUM | $595.4 M (2025-04-24) |
| Employees | 10 (90% Investors, 30% Brokers) |
| Phone | 301-358-2692 |
| Address | 4800 Montgomery Lane Bethesda, MD 20814 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Broadoak PBS LLC | [2025-04-24] | 0.0 | 3.2 |
| PE | Broadoak Income Fund | 2024-03-27 | 23.4 | |
| VC | Broadoak Biotools Venture Fund LLC | [2022-10-28] | 2.5 | 6.2 |
| PE | Broadoak Capital 2016A LLC | [2021-06-23] | 4.1 | 35.6 |
| PE | Broadoak Capital 2018B LLC | [2021-06-23] | 11.2 | 7.3 |
| PE | Broadoak Capital 2019C LLC | [2021-06-23] | 8.1 | 64.6 |
| PE | Broadoak Fund III LLC | [2021-06-23] | 0.0 | 22.8 |
| PE | Broadoak Fund II LLC | [2021-06-23] | 6.0 | 6.8 |
| PE | Broadoak Fund IV | [2021-06-23] | 51.5 | 75.8 |
| PE | Broadoak Fund V | [2021-06-23] | 0.0 | 113.7 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 595.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12 | 595.4 |
| By Discretionary | ||
| Discretionary | 12 | 595.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 12 | 595.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 595.4 | |
| Total | 12 | 595.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| William Snider | 30 | ||
| Daniel Friedman | 24 | ||
| Tim Johnson | 9 | ||
| Bryan Poltilove | 5 | ||
| Bill Snider | 4 | ||
| Broadoak Asset Management LLC | 2 |
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