Broussard Financial Group LLC

Item 5: Fees & Compensation

    The following describes our investment advisory fees, as well as the separate brokerage, custody,
    fees and fund expenses you will separately incur. Please note, that lower fees for comparable services
    may be available from other sources. Our fees may in certain circumstances be negotiable.

    Compensation for Advisory Services

    Asset Management Only:

    Assets under Management                     Annual Percentage of Assets Charge*:

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    $0 to $250,000                                    1.25%
    Next $250,001 to $1,000,000                       0.90%
    Next $1,000,001 to $3,000,000                     0.80%
    Next $3,000,001 to $6,000,000                     0.60%
    Next Over $6,000,001                              0.40%

    *Certain existing or legacy clients may be charged under a different fee schedule. Registrant’s fees
    are billed on a pro‐rata annualized basis quarterly in advance based on the value of your account on
    the last day of the previous quarter. Unless otherwise agreed in writing, all cash and cash equivalent
    positions will be included as part of assets under management for purposes of calculating the
    advisory fee. Registrant’s policy is to treat intra-quarter account additions and withdrawals equally
    and will not charge for intra-quarter additions or withdrawals unless indicated to the contrary on
    the Registrant’s Investment Advisory Agreement executed by the client.

    Fees will generally be automatically deducted from your managed account. In rare cases, we will
    agree to directly bill clients. As part of this process, you understand and acknowledge the following:

         a) Our clients must provide us with written authorization permitting direct payment to us for
            our advisory fees from their account(s) maintained by a custodian who is independent of
            Registrant;
         b) We must disclose to you that it is your responsibility to verify the accuracy of our fee
            calculation, and that the custodian will not determine whether the fee is properly calculated;
            and
         c) Your account custodian must agree to send you a statement, at least quarterly, showing all
            disbursements from your account, including advisory fees.

    ** Certain existing or legacy clients maintaining assets exceeding $250,000 under Registrant’s
    management will generally only be charged 0.90% for the value of all assets under management up
    to $1,000,000, instead of 1.25% of the value of assets between $0 and $250,000 and 0.90% of the
    value of assets between $250,001 and $1,000,000. All other investment advisory fees will generally
    be applied on a tiered basis as described above.

    Financial Planning and Consulting (Stand-Alone):

    We charge on an hourly or flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee that we charge you, is based on the scope and complexity of
    our engagement with you. Our hourly rate is $200. Flat fees generally range from $900 to $5,000.

    Fees are due upon completion of the plan or consultation. We may require a retainer of fifty‐ percent
    (50%) of the ultimate financial planning or consulting fee with the remainder of the fee directly billed
    to you and due to us within thirty (30) days of your financial plan being delivered or consultation
    rendered to you. In all cases, we will not require a retainer exceeding $500 when services cannot be
    rendered within 6 (six) months.

    Other Fees

    As discussed below, unless the client directs otherwise or an individual client’s circumstances
    require, Registrant generally recommends that Charles Schwab & Co., Inc., an SEC-registered and
    FINRA member broker dealer and its affiliates (“Schwab”) serve as the broker-dealer/custodian for
    client investment management assets. Broker-dealers charge transaction fees for effecting certain
    securities transactions according to their fee schedule, and they or their affiliated custodians also
    impose additional charges for custodial services / fees associated with maintaining the client’s

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    account. For mutual fund and ETF purchases, clients will incur charges imposed by the respective
    fund, which represent the client’s pro rata share of the fund’s management fee and other fund
    expenses. These fees and expenses are described in each fund’s prospectus or other offering
    documents. The fees charged by the applicable broker-dealer/custodian, and the charges imposed by
    mutual funds and ETFs, are separate from and in addition to Registrant’s advisory fee referenced in
    Item 5 below. Registrant does not share in any portion of those fees.

    Refunds Following Termination

    We charge our advisory fees quarterly in advance. In the event that you wish to terminate our
    services, we will refund the unearned portion of our advisory fee to you. You need to contact us in
    writing and state that you wish to terminate our services. Upon receipt of your letter of termination,
    we will proceed to close out your account and process a pro‐rata refund of unearned advisory fees.

    Commissionable Securities Sales

    Neither Registrant, nor its representatives, accepts commission compensation from the sale of
    securities or other investment products.

Item 7. Types of Clients and Account Requirements

    We provide investment advisory services to individuals, high net worth individuals, and related
    trusts and estates. We also offer investment advisory services to pension and profit sharing plans,
    corporations and other businesses. We generally require a minimum account balance of $500,000
    for asset management services. We may, in our sole discretion reduce or this requirement based upon
    certain criteria (e.g., anticipated future earning capacity, anticipated future additional assets, dollar
    amount of assets to be managed, related accounts, account composition, negotiations with client,
    etc.). As result of the above, similarly situated clients could pay different fees. In addition, similar
    advisory services may be available from other investment advisers for similar or lower fees.