Budge Financial Inc

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Budge Financial Inc ✚
CRD #	108256
SEC #	801-30781
CIK #
AUM
Employees	1 (100% Investors, 100% Brokers)
Fees
Minimum
Phone	214-363-3008
Address	4925 Greenville Ave Dallas, TX 75206
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
PE	Five States Energy Capital Fund 1 LLC	2014-03-28		9.2 M
PE	Five States Energy Capital Fund 2 LLC	2014-03-28		110.9 M
PE	FSEC2-1 LLC	[2014-03-28]		26.9 M
	Offered $250,000,000 · Filed 2013-03-13 (D) · Exemption 506 · Minimum $250,000 · Remaining $250,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	FSEC2-7 LLC	[2014-03-28]		84.0 M
	Offered $250,000,000 · Filed 2013-03-13 (D) · Exemption 506 · Minimum $1,000,000 · Remaining $250,000,000 · Duration One year or less · Revenue Decline to Disclose
RE	Fstaf 2 LLC	2014-03-28
PE	Five States Ventures LLC	2012-03-28		0.0 M
PE	FSEC1-1 LLC	[2012-03-28]		3.4 M
	Offered $25,000,000 · Filed 2009-03-23 (D) · Exemption 506 · Minimum $250,000 · Remaining $25,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	FSEC1-7 LLC	[2012-03-28]		5.9 M
	Offered $50,000,000 · Filed 2009-03-19 (D) · Exemption 506 · Minimum $1,000,000 · Remaining $50,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	FS Tonti Acquisition Fund 2 C-1 LLC	[2012-03-28]
	Offered $100,000,000 · Filed 2010-11-09 (D) · Exemption 506 · Minimum $100,000 · Remaining $100,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	FS Tonti Acquisition Fund 2 C-7 LLC	[2012-03-28]
	Offered $100,000,000 · Filed 2010-11-09 (D) · Exemption 506 · Minimum $100,000 · Remaining $100,000,000 · Duration One year or less · Revenue Decline to Disclose
PE	GOTV Investment Fund C-1 LLC	[2012-03-28]	0.4 M	0.0 M
	Offered $3,100,000 · Filed 2010-01-25 (D) · Exemption 506 · Remaining $2,742,500 · Duration One year or less · Revenue No Revenues
PE	GOTV Investment Fund C-7 LLC	[2012-03-28]	0.8 M	0.1 M
	Offered $3,100,000 · Filed 2010-01-25 (D) · Exemption 506 · Remaining $2,325,000 · Duration One year or less · Revenue No Revenues
PE	Mobile Media Ventures II LLC	[2012-03-28]	4.7 M	2.0 M
	Offered $10,000,000 · Filed 2010-01-27 (D/A) · Exemption 506 · Minimum $100,000 · Remaining $5,336,813 · Duration One year or less · Revenue Decline to Disclose
PE	Mobile Media Ventures LLC	2012-03-28

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	1	7.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	6	120.2
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	7	127.2
By Discretionary
Discretionary	0	0.0
Non-Discretionary	7	127.2
Total	7	127.2
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		127.2
Total	7	127.2

Form D Directors	Role	# Filings	# Firms
Richard Harrison	Executive Officer, Promoter	31	5
Arthur Budge Jr	Executive Officer, Promoter	34	3
Thomas Costantino	Executive Officer	7	3
Gary Stone	Executive Officer	24	2
James Gibbs	Executive Officer, Promoter	17	2
Steve Collins	Executive Officer	15	2
Donald Malouf	Executive Officer, Promoter	9	2
1 Five States Energy Capital LLC	Promoter	6	2
Michael Tonti	Promoter	4	2
1 FS Tonti Manager LLC	Promoter	3	2
View All

Firm Profile (Form ADV)
Serves	Retail
Fund Types	Private Equity, Real Estate

Budge Financial Inc

Assets, Funds, Holdings