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| Caltius Capital Management LP
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|---|---|
| CRD # | 157007 |
| SEC # | 801-73869 |
| CIK # | |
| AUM | 1,064.9 M (2026-03-27) |
| Employees | 21 (81% Investors, 0% Brokers) |
| Phone | 310-996-9585 |
| Address | 11766 Wilshire Blvd Los Angeles, CA 90025-6567 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Caltius Equity Partners V LP | 2026-03-27 | 103.1 M | |
| PE | Caltius Equity Partners Executive IV LP | [2022-03-30] | 18.9 M | 18.5 M |
| Filed 2022-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Equity Partners IV LP | [2022-03-30] | 34.0 M | 36.6 M |
| Filed 2022-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Partners VI LP | [2022-03-30] | 82.5 M | |
| Filed 2022-02-16 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Caltius Partners VI SBIC LP | [2022-03-30] | 102.6 M | 253.2 M |
| Filed 2021-12-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Caltius Partners V SBIC LP | [2017-03-31] | 245.6 M | |
| Offered $75,000,000 · Filed 2016-04-07 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $75,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Partners Executive V LP | [2015-03-30] | 4.0 M | 3.2 M |
| Offered $10,000,000 · Filed 2015-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $6,025,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Partners V-A LP | [2015-03-30] | 112.0 M | 24.2 M |
| Offered $500,000,000 · Filed 2015-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $387,983,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Partners V LP | [2015-03-30] | 112.0 M | 66.5 M |
| Offered $500,000,000 · Filed 2015-11-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $387,983,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Caltius Equity Partners Executive III LP | [2014-03-28] | 67.8 M | 6.3 M |
| Offered $207,500,000 · Filed 2015-01-30 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $139,658,333 · Duration One year or less · Commission $100,000 · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 17 | 1,064.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 17 | 1,064.9 |
| By Discretionary | ||
| Discretionary | 17 | 1,064.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 17 | 1,064.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,064.9 | |
| Total | 17 | 1,064.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Morgan | Executive Officer | 44 | 7 | |
| James Upchurch | Executive Officer | 14 | 2 | |
| Michael Kane | Executive Officer | 12 | 2 | |
| Garrick Ahn | Executive Officer | 9 | 2 | |
| Jeffrey Holdsberg | Executive Officer | 8 | 2 | |
| Gavin Bates | Executive Officer | 4 | 2 | |
| Eric Wauthy | Executive Officer | 3 | 2 | |
| Caltius Capital Management LP | Executive Officer | 2 | 2 | |
| Alisa Frederick | Executive Officer | 6 | 1 | |
| Gregory Howorth | Executive Officer | 4 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
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