Capital Design Private Wealth LLC

Item 5 - Fees and Compensation
The following paragraphs describe the fee structure and compensation methodology for services
provided by the Advisor. Each Client engaging the Advisor for the services described herein shall be
required to enter into a written agreement with the Advisor.

Fees for Investment Management Services
Investment advisory fees are paid monthly, in advance, pursuant to the terms of the agreement.
Investment advisory fees are based on the market value of assets under management at the end of
the prior month. Our fee schedule is:

Aggregated Account Balance:                            Annual Fee

Up to $500,000                                         1.25%
$500,000.01 - $1,000,000                               1.15%
$1,000,000.01 - $2,000,000                             1.00%
$2,000,000.01 - $5,000,000                             0.75%
$5,000,000.01 or more                                  0.5%

The above fee schedule is a breakpoint fee schedule. This means that, for example, if the combined
account balance is $750,000, the fee is 1.15% on the combined account balance. The investment
advisory fee in the first month of service is prorated from the inception date of the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s
fees will take into consideration the aggregate assets under management with the Advisor. All
securities held in accounts managed by Capital Design will be independently valued by the
Custodian. Capital Design will not have the authority or responsibility to value portfolio securities.

Fees for Financial Planning Services
Capital Design offers financial planning services through an ongoing annual retainer or fixed fee
engagement. Ongoing planning engagements may be offered at a fixed annual fee range of $900 -
$5,000 billed monthly in advance. An estimate for fixed fee engagements will be provided to the
Client prior to engaging for these services. Fees are negotiable based on the nature and complexity
of the services to be provided and the overall relationship with the Advisor.

Fees for Three-Tiered Advisory Service Model
The fees for the Foundations and Partnering tiers as described above in Item 4 start at $175 per
month, but the fees will be higher for more complex cases.

The fees for the Optimization tier of this service model are in accordance with the fee table above.
The fee is calculated and billed monthly, payable in arrears using the reported market value of your
accounts under our management at the end of the final trading day of the month. This fee is
directed deducted from one of these accounts.

Fee Billing
For our investment management services, investment advisory fees are calculated by the Advisor or
its delegate and deducted from the Client’s account[s] at the Custodian. The Advisor shall send an
invoice to the Custodian indicating the amount of the fees to be deducted from the Client’s account
at the beginning of the respective months. The amount due is calculated by applying the monthly
rate (annual rate divided by (12) to the total assets under management with Capital Design at the end
of the prior month. Account statements, sent by the custodian no less than quarterly, will reflect the
deduction of the investment advisory fee.

In addition, the Advisor will provide the Client with a report itemizing the fee, including the
calculation period covered by the fee, the account value and the methodology used to calculate the
fee. It is the responsibility of the Client to verify the accuracy of these fees as listed on the
Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients
provide written authorization permitting Capital Design to be paid directly from one of their
accounts held by the Custodian as part of the investment advisory agreement and separate account
forms provided by the Custodian.

For our financial planning services, fees for ongoing planning engagements (Foundations and
Partnering) are invoiced quarterly in arrears via ACH, credit card, or debit card. We use AdvicePay
to help facilitate the payment of financial planning fees. Financial Planning fees for noncontinuous
engagements are invoiced for up to fifty percent (50%) of the expected total fee upon execution of
the financial planning agreement. The balance shall be invoiced upon completion of deliverables.
The Advisor will invoice Clients directly for its financial planning services.

Other Fees and Expenses
Clients may incur certain fees or charges imposed by third parties, other than Capital Design, in
connection with investments made on behalf of the Client’s accounts. The Client is responsible for
all custody and securities execution fees charged by the Custodian. The fees charged by Capital
Design are separate and distinct from these custody and execution fees. The Advisor does not
receive any portion of these commissions, fees, and costs.

In addition, all fees paid to Capital Design for investment advisory services are separate and distinct
from the expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees
and expenses are described in each fund’s prospectus. These fees and expenses will generally be used
to pay management fees for the funds, other fund expenses, account administration (e.g., custody,
brokerage, and account reporting), and a possible distribution fee. A Client could invest in these
products directly, without the services of Capital Design, but would not receive the services
provided by Capital Design which are designed, among other things, to assist the Client in
determining which products or services are most appropriate for each Client’s financial situation and
objectives. Accordingly, the Client should review both the fees charged by the fund and the fees
charged by Capital Design to fully understand the total fees to be paid. Please refer to “Item 12 –
Brokerage Practices” for additional information.
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Item 7 - Types of Clients
Capital Design offers investment advisory services to individuals, high net worth individuals, trusts,
estates, and retirement plans. Capital Design generally does not impose a minimum relationship size.